FINKENBRINK RALPH 4
4 · NICHOLAS FINANCIAL INC · Filed Sep 19, 2017
Insider Transaction Report
Form 4
FINKENBRINK RALPH
DirectorSr. Vice President, CFO
Transactions
- Exercise/Conversion
Common Stock
2017-08-31$6.58/sh+11,000$72,380→ 104,098 total
Holdings
- 38,500
Stock Option (right to buy)
Exercise: $3.50Exp: 2018-04-01→ Common Stock (38,500 underlying) - 8,200
Stock Option (right to buy)
Exercise: $3.60Exp: 2018-03-19→ Common Stock (8,200 underlying) - 40,000
Stock Option (right to buy)
Exercise: $14.37Exp: 2024-06-13→ Common Stock (40,000 underlying)
Footnotes (4)
- [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F2]The options vest in three equal annual installments beginning on March 19, 2009.
- [F3]The options vest in three equal annual installments beginning on April 1, 2009.
- [F4]The options vest in five equal annual installments beginning on June 13, 2015.