Zhu Jeremy Qinli 4
4 · NICHOLAS FINANCIAL INC · Filed Oct 13, 2021
Insider Transaction Report
Form 4
Zhu Jeremy Qinli
Director
Transactions
- Award
common
2021-09-02+1,687→ 10,783 total
Holdings
- 600,704(indirect: See footnote)
common
Footnotes (2)
- [F1]These shares were awarded on 09/2/2021. All 1687 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 09/2/2021 was 11.85.
- [F2]Represents shares held by TCW Sepulveda Long/Short Equity Fund I, L.P, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.