Home/Filings/4/0001000045-21-000007
4//SEC Filing

Zhu Jeremy Qinli 4

Accession 0001000045-21-000007

CIK 0001000045other

Filed

Oct 12, 8:00 PM ET

Accepted

Oct 13, 1:18 PM ET

Size

5.8 KB

Accession

0001000045-21-000007

Insider Transaction Report

Form 4
Period: 2021-09-02
Transactions
  • Award

    common

    2021-09-02+1,68710,783 total
Holdings
  • common

    (indirect: See footnote)
    600,704
Footnotes (2)
  • [F1]These shares were awarded on 09/2/2021. All 1687 shares vest in one year. The closing price on the issuer's common stock reported on NASDAQ on 09/2/2021 was 11.85.
  • [F2]Represents shares held by TCW Sepulveda Long/Short Equity Fund I, L.P, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.

Issuer

NICHOLAS FINANCIAL INC

CIK 0001000045

Entity typeother

Related Parties

1
  • filerCIK 0001578005

Filing Metadata

Form type
4
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 1:18 PM ET
Size
5.8 KB