4//SEC Filing
Keating Brendan Joseph 4
Accession 0001000045-21-000011
CIK 0001000045other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 3:07 PM ET
Size
5.4 KB
Accession
0001000045-21-000011
Insider Transaction Report
Form 4
Keating Brendan Joseph
Director
Transactions
- Purchase
common
2021-11-15$12.20/sh+4,000$48,800→ 5,632 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.14 to $12.25, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- [F2]The reported shares are directly owned by Rosecrest Trust, of which Brendan J Keating is the Trustee. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.
Documents
Issuer
NICHOLAS FINANCIAL INC
CIK 0001000045
Entity typeother
Related Parties
1- filerCIK 0001689627
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 3:07 PM ET
- Size
- 5.4 KB