4//SEC Filing
Kasch Rick D 4
Accession 0001000096-12-000160
CIK 0000319458other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 12:38 PM ET
Size
11.2 KB
Accession
0001000096-12-000160
Insider Transaction Report
Form 4
Enservco CorpENSV
Kasch Rick D
Chief Financial Officer
Transactions
- Purchase
Common Stock
2012-11-02$0.35/sh+75,000$26,250→ 1,526,924 total - Purchase
Warrant
2012-11-02+37,500→ 1,362,500 totalExercise: $0.55From: 2012-11-02Exp: 2017-11-30→ Common Stock (37,500 underlying)
Holdings
- 0
Stock Option
Exercise: $1.10From: 2011-07-19Exp: 2016-07-19→ Common Stock (600,000 underlying) - 0
Stock Option
Exercise: $0.46From: 2012-06-05Exp: 2012-06-05→ Common Stock (425,000 underlying) - 0
Stock Option
Exercise: $0.49From: 2010-07-30Exp: 2015-06-30→ Common Stock (300,000 underlying)
Footnotes (3)
- [F1]Options granted pursuant to Enservco's 2010 Stock Incentive Plan on June 5, 2012. Options to acquire 150,000 shares vest on the grant date; 150,000 on June 5, 2013; and the 125,000 balance on June 5, 2014. These options are subject to other vesting conditions and are not beneficially owned, but are reported here for disclosure and transparency.
- [F2]The warrants were issued pursuant to a Subscription Agreement in which the Unit price was $350 and Unit consisted of 1,000 shares of common stock and a warrant to purchase 500 shares of common stock at $0.55 per share. The Warrant expires on November 30, 2017 at 5 PM Mountain Time.
- [F3]Includes the unvested shares described in Note 1.
Documents
Issuer
Enservco Corp
CIK 0000319458
Entity typeother
Related Parties
1- filerCIK 0001494696
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 12:38 PM ET
- Size
- 11.2 KB