Enservco Corp·4

Nov 13, 12:12 PM ET

Enservco Corp 4

4 · Enservco Corp · Filed Nov 13, 2013

Insider Transaction Report

Form 4
Period: 2013-11-12
HERMAN MICHAEL D
DirectorPresident and CEO10% Owner
Transactions
  • Exercise of In-Money

    Warrant

    2013-11-1200 total
    Exercise: $0.55From: 2012-11-02Exp: 2017-11-30Common Stock (2,111,000 underlying)
  • Exercise of In-Money

    Common Stock

    2013-11-12$0.55/sh+2,111,000$1,161,0507,681,707 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    6,533,660
Footnotes (1)
  • [F1]The warrants were issued pursuant to a Subscription Agreement in which the Unit price was $350 and a Unit consisted of 1,000 shares of common stock and a warrant to purchase 500 shares of common stock at $0.55 per share. The warrants expire on November 30, 2017.

Documents

1 file
  • 4
    hermanform411122013.xmlPrimary

    OWNERSHIP DOCUMENT