4//SEC Filing
WALT DISNEY CO/ 4
Accession 0001001039-15-000299
CIK 0001001039operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 8:06 PM ET
Size
19.7 KB
Accession
0001001039-15-000299
Insider Transaction Report
Form 4
STAGGS THOMAS O
Sr. EVP & Chief Finan. Officer
Transactions
- Tax Payment
Disney Common Stock
2015-12-19$109.89/sh−2,926.371$321,594→ 90,822 total - Award
Stock Option (Right to Buy)
2015-12-17+132,225→ 132,225 totalExercise: $113.23Exp: 2025-12-17→ Disney Common Stock (132,225 underlying) - Exercise/Conversion
Disney Common Stock
2015-12-18$109.89/sh+4,513.47$496,008→ 90,497.47 total - Exercise/Conversion
Disney Common Stock
2015-12-19$109.89/sh+5,607.371$616,222→ 93,748.371 total - Exercise/Conversion
Restricted Stock Unit
2015-12-19−5,607.371→ 5,607.371 totalExp: 2015-12-19→ Disney Common Stock (5,607.371 underlying) - Tax Payment
Disney Common Stock
2015-12-18$109.89/sh−2,356.47$258,964→ 88,141 total - Exercise/Conversion
Restricted Stock Unit
2015-12-18−4,513.47→ 4,513.47 totalExp: 2015-12-18→ Disney Common Stock (4,513.47 underlying)
Holdings
- 790(indirect: By Trust)
Disney Common Stock
- 160,366(indirect: By Trust)
Disney Common Stock
- 8,130.571(indirect: By 401(k))
Disney Common Stock
- 56.544(indirect: By Spouse)
Disney Common Stock
Footnotes (6)
- [F1]Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 3, 2015. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
- [F2]The 2,356.4695 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- [F3]The 2,926.3714 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
- [F4]Shares held in The Walt Disney Stock Fund as of December 17, 2015. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- [F5]Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 17 of 2016 through 2019. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 52,269.
- [F6]Converts at 1-for-1.
Documents
Issuer
WALT DISNEY CO/
CIK 0001001039
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001039
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 8:06 PM ET
- Size
- 19.7 KB