Home/Filings/4/0001001039-15-000299
4//SEC Filing

WALT DISNEY CO/ 4

Accession 0001001039-15-000299

CIK 0001001039operating

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 8:06 PM ET

Size

19.7 KB

Accession

0001001039-15-000299

Insider Transaction Report

Form 4
Period: 2015-12-17
STAGGS THOMAS O
Sr. EVP & Chief Finan. Officer
Transactions
  • Tax Payment

    Disney Common Stock

    2015-12-19$109.89/sh2,926.371$321,59490,822 total
  • Award

    Stock Option (Right to Buy)

    2015-12-17+132,225132,225 total
    Exercise: $113.23Exp: 2025-12-17Disney Common Stock (132,225 underlying)
  • Exercise/Conversion

    Disney Common Stock

    2015-12-18$109.89/sh+4,513.47$496,00890,497.47 total
  • Exercise/Conversion

    Disney Common Stock

    2015-12-19$109.89/sh+5,607.371$616,22293,748.371 total
  • Exercise/Conversion

    Restricted Stock Unit

    2015-12-195,607.3715,607.371 total
    Exp: 2015-12-19Disney Common Stock (5,607.371 underlying)
  • Tax Payment

    Disney Common Stock

    2015-12-18$109.89/sh2,356.47$258,96488,141 total
  • Exercise/Conversion

    Restricted Stock Unit

    2015-12-184,513.474,513.47 total
    Exp: 2015-12-18Disney Common Stock (4,513.47 underlying)
Holdings
  • Disney Common Stock

    (indirect: By Trust)
    790
  • Disney Common Stock

    (indirect: By Trust)
    160,366
  • Disney Common Stock

    (indirect: By 401(k))
    8,130.571
  • Disney Common Stock

    (indirect: By Spouse)
    56.544
Footnotes (6)
  • [F1]Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 3, 2015. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.
  • [F2]The 2,356.4695 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
  • [F3]The 2,926.3714 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.
  • [F4]Shares held in The Walt Disney Stock Fund as of December 17, 2015. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
  • [F5]Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 17 of 2016 through 2019. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 52,269.
  • [F6]Converts at 1-for-1.

Issuer

WALT DISNEY CO/

CIK 0001001039

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001001039

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 8:06 PM ET
Size
19.7 KB