Earnings Feed
Start Free
Home/Filings/4/0001001250-11-000073
4//SEC Filing

LAUDER AERIN 4

Accession 0001001250-11-000073

CIK 0001001250other
View on SEC.govCompany Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 4:05 PM ET

Size

40.0 KB

Accession

0001001250-11-000073

Insider Transaction Report

Form 4
Period: 2011-05-13
ESTEE LAUDER COMPANIES INCEL
LAUDER AERIN
Director10% Owner
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2011-05-13$40.23/sh+10,000$402,300→ 10,846 total
  • Exercise/Conversion

    Class A Common Stock

    2011-05-13$32.15/sh+5,000$160,750→ 15,846 total
  • Exercise/Conversion

    Class A Common Stock

    2011-05-13$43.10/sh+5,000$215,500→ 20,846 total
  • Exercise/Conversion

    Class A Common Stock

    2011-05-13$39.56/sh+1,250$49,450→ 22,096 total
  • Exercise/Conversion

    Class A Common Stock

    2011-05-13$52.83/sh+1,111$58,694→ 24,457 total
  • Exercise/Conversion

    Option (right to buy)

    2011-05-13−5,000→ 0 total
    Exercise: $32.15Exp: 2011-07-05→ Class A Common Stock (5,000 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2011-05-13$42.58/sh+1,250$53,225→ 23,346 total
  • Sale

    Class A Common Stock

    2011-05-13$100.10/sh−24,261$2,428,468→ 846 total
  • Exercise/Conversion

    Option (right to buy)

    2011-05-13−10,000→ 0 total
    Exercise: $40.23Exp: 2011-07-05→ Class A Common Stock (10,000 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2011-05-13−1,111→ 0 total
    Exercise: $52.83Exp: 2011-07-05→ Class A Common Stock (1,111 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2011-05-13$34.00/sh+650$22,100→ 25,107 total
  • Exercise/Conversion

    Option (right to buy)

    2011-05-13−1,250→ 0 total
    Exercise: $39.56Exp: 2011-07-05→ Class A Common Stock (1,250 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2011-05-13−5,000→ 0 total
    Exercise: $43.10Exp: 2011-07-05→ Class A Common Stock (5,000 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2011-05-13−1,250→ 0 total
    Exercise: $42.58Exp: 2011-07-05→ Class A Common Stock (1,250 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2011-05-13−650→ 0 total
    Exercise: $34.00Exp: 2011-07-05→ Class A Common Stock (650 underlying)
Holdings

  • Class B Common Stock

    → Class A Common Stock (750,000 underlying)
    750,000

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (2,405,297 underlying)
    2,405,297

  • Class B Common Stock

    (indirect: by the 2008 GRAT)
    → Class A Common Stock (5,004,796 underlying)
    5,004,796

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (836,462 underlying)
    836,462
Footnotes (17)
  • [F1]There is no conversion or exercise price for the Class B Common Stock. It is convertible into shares of Class A Common Stock on a one-for-one basis.
  • [F10]In connection with the termination of employment of Aerin Lauder Zinterhofer ("ALZ"), the expiration date of all her exercisable options became July 5, 2011.
  • [F11]Not applicable.
  • [F12]The remaining options held by ALZ were forfeited in connection with her termination of employment.
  • [F13]Sales prices range from $99.75 to $100.31 per share, inclusive.
  • [F14]Owned directly by Aerin Lauder Zinterhofer.
  • [F15]Owned directly by the Aerin Lauder Zinterhofer 2002 Revocable Trust u/a/d April 24, 2000, Aerin Lauder Zinterhofer, as grantor (the "ALZ 2000 Trust"). Owned indirectly by Aerin Lauder (a/k/a Aerin Lauder Zinterhofer). Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.
  • [F16]Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the "2008 Descendants Trust"). Owned indirectly by Aerin Lauder Zinterhofer as co-trustee of the 2008 Descendants Trust. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.
  • [F17]Owned indirectly as Trustee and ultimate beneficial owner of the (the "2008 GRAT") and with respect to which she has sole voting and investment power. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.
  • [F2]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  • [F3]Stock options granted pursuant to Fiscal 1999 Share Incentive Plan in respect of 3,300 shares exercisible from and after January 1, 2004; 3,300 shares exercisible from and after January 1, 2005; 3,400 shares exercisible from and after January 1, 2006.
  • [F4]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 1,666 shares exercisible from and after January 1, 2004; 1,667 shares exercisible from and after January 1, 2005; 1,667 shares exercisible from and after January 1, 2006.
  • [F5]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 1,666 shares exercisible from and after January 1, 2006; 1,667 shares exercisible from and after January 1, 2007; 1,667 shares exercisible from and after January 1, 2008.
  • [F6]Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 416 shares exercisable from and after January 1, 2009; 417 shares exercisable from and after January 1, 2010; 417 shares exercisable from and after January 1, 2011.
  • [F7]Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 416 shares exercisable from and after January 1, 2009; 417 shares exercisable from and after January 1, 2010; 417 shares exercisable from and after January 1, 2011.
  • [F8]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 555 shares exercisable from and after January 1, 2010; 556 shares exercisable from and after January 1, 2011; 556 shares exercisable from and after January 1, 2012.
  • [F9]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 650 shares exercisable from and after January 1, 2011; 650 shares exercisable from and after January 1, 2012; 650 shares exercisable from and after January 1, 2013.

Documents

1 file

Issuer

ESTEE LAUDER COMPANIES INC

CIK 0001001250

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001008090

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:05 PM ET
Size
40.0 KB
View on SEC.gov