LAUDER AERIN 4

Accession 0001001250-11-000223

CIK 0001001250other

View on SEC.gov Company Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 4:34 PM ET

Size

19.3 KB

Accession

0001001250-11-000223

Insider Transaction Report

Form 4

Period: 2011-12-06

ESTEE LAUDER COMPANIES INCEL

ZINTERHOFER AERIN LAUDER TRUST U/A/D 4/24/00

10% Owner

Transactions

Exercise/Conversion
Class B Common Stock
2011-12-06−93,000→ 743,462 total
→ Class A Common Stock (93,000 underlying)
Exercise/Conversion
Class A Common Stock
2011-12-06+93,000→ 93,000 total
Sale
Class A Common Stock
2011-12-06$112.65/sh−80,060$9,018,759→ 12,940 total
Sale
Class A Common Stock
2011-12-06$113.19/sh−12,940$1,464,679→ 0 total

Holdings

Class B Common Stock
→ Class A Common Stock (750,000 underlying)
750,000
Class A Common Stock
846
Class B Common Stock
(indirect: by the 2008 GRAT)
→ Class A Common Stock (5,004,796 underlying)
5,004,796
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (2,405,297 underlying)
2,405,297

LAUDER AERIN

Director10% Owner

Transactions

Exercise/Conversion
Class A Common Stock
2011-12-06+93,000→ 93,000 total
Sale
Class A Common Stock
2011-12-06$113.19/sh−12,940$1,464,679→ 0 total
Sale
Class A Common Stock
2011-12-06$112.65/sh−80,060$9,018,759→ 12,940 total
Exercise/Conversion
Class B Common Stock
2011-12-06−93,000→ 743,462 total
→ Class A Common Stock (93,000 underlying)

Holdings

Class B Common Stock
→ Class A Common Stock (750,000 underlying)
750,000
Class A Common Stock
846
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (2,405,297 underlying)
2,405,297
Class B Common Stock
(indirect: by the 2008 GRAT)
→ Class A Common Stock (5,004,796 underlying)
5,004,796

Footnotes (9)

[F1]Not applicable.
[F2]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
[F3]Sales prices range from $112.15 to $113.14 per share, inclusive.
[F4]Sales prices range from $113.15 to $113.25 per share, inclusive.
[F5]Owned directly by Aerin Lauder Zinterhofer.
[F6]There is no conversion or exercise price for the Class B Common Stock. It is convertible into shares of Class A Common Stock on a one-for-one basis.
[F7]Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
[F8]Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the "2008 Descendants Trust"). Owned indirectly by Aerin Lauder Zinterhofer as co-trustee of the 2008 Descendants Trust. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.
[F9]Owned indirectly as Trustee and ultimate beneficial owner of the Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust (the "2008 GRAT") and with respect to which she has sole voting and investment power. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.

Documents

2 files

Issuer

ESTEE LAUDER COMPANIES INC

CIK 0001001250

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001008090

Filing Metadata

Form type: 4
Filed: Dec 6, 7:00 PM ET
Accepted: Dec 7, 4:34 PM ET
Size: 19.3 KB

View on SEC.gov