4//SEC Filing
KUNES RICHARD W 4
Accession 0001001250-12-000042
CIK 0001001250other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 4:31 PM ET
Size
23.0 KB
Accession
0001001250-12-000042
Insider Transaction Report
Form 4
KUNES RICHARD W
Exec. V.P. - CFO
Transactions
- Exercise/Conversion
Class A Common Stock
2012-05-07$29.04/sh+47,622$1,382,943→ 121,012 total - Exercise/Conversion
Class A Common Stock
2012-05-07$17.00/sh+40,000$680,000→ 73,390 total - Sale
Class A Common Stock
2012-05-07$61.23/sh−120,956$7,406,136→ 56 total - Exercise/Conversion
Option (right to buy)
2012-05-07−33,334→ 0 totalExercise: $26.42From: 2010-01-01Exp: 2018-09-11→ Class A Common Stock (33,334 underlying) - Exercise/Conversion
Option (right to buy)
2012-05-07−40,000→ 40,000 totalExercise: $17.00From: 2011-01-01Exp: 2019-09-02→ Class A Common Stock (40,000 underlying) - Exercise/Conversion
Option (right to buy)
2012-05-07−47,622→ 95,248 totalExercise: $29.04From: 2012-01-01Exp: 2020-09-01→ Class A Common Stock (47,622 underlying) - Exercise/Conversion
Class A Common Stock
2012-05-07$26.42/sh+33,334$880,684→ 33,390 total
Holdings
- 81,948
Option (right to buy)
Exercise: $49.09From: 2013-01-01Exp: 2021-09-01→ Class A Common Stock (81,948 underlying) - 40,028
Restricted Stock Units (Share Payout)
→ Class A Common Stock (40,028 underlying)
Footnotes (10)
- [F1]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2010; 16,667 shares exercisable from and after January 1, 2011; and 16,667 shares exercisable from and after January 1, 2012. This option was previously reported as covering 8,333 shares exercisable from and after January 1, 2010; 8,334 shares exercisable from and after January 1, 2011; and 8,334 shares exercisable from and after January 1, 2012 at an exercise price of $52.83, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
- [F10]These Restricted Stock Units are from the grants dated September 2, 2009, September 1, 2010, and September 1, 2011, which will vest and pay out as follows: 20,726 on October 31, 2012; 13,780 on October 31, 2013; and 5,522 on October 31, 2014. These Restricted Stock Units were previously reported as paying out as follows: 10,363 on October 31, 2012; 6,890 on October 31, 2013; and 2,761 on October 31, 2014, but have been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
- [F2]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 40,000 shares exercisable from and after January 1, 2011; 40,000 shares exercisable from and after January 1, 2012; and 40,000 shares exercisable from and after January 1, 2013. This option was previously reported as covering 20,000 shares exercisable from and after January 1, 2011; 20,000 shares exercisable from and after January 1, 2012; and 20,000 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012
- [F3]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 47,622 shares exercisable from and after January 1, 2012; 47,624 shares exercisable from and after January 1, 2013; and 47,624 shares exercisable from and after January 1, 2014. This option was previously reported as covering 23,811 shares exercisable from and after January 1, 2012; 23,812 shares exercisable from and after January 1, 2013; and 23,812 shares exercisable from and after January 1, 2014 at an exercise price of $58.08, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012
- [F4]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- [F5]Sales prices range from $61.00 to $61.42 per share, inclusive.
- [F6]On January 20, 2012, the Class A Common Stock of the Issuer split 2-for-1, resulting in the Reporting Person's ownership of 28 additional shares of Class A Common Stock.
- [F7]Not applicable.
- [F8]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,316 shares exercisable from and after January 1, 2013; 27,316 shares exercisable from and after January 1, 2014; and 27,316 shares exercisable from and after January 1, 2015. This option was previously reported as covering 13,658 shares exercisable from and after January 1, 2013; 13,658 shares exercisable from and after January 1, 2014; and 13,658 shares exercisable from and after January 1, 2015 at an exercise price of $98.17, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012
- [F9]Not Applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.
Documents
Issuer
ESTEE LAUDER COMPANIES INC
CIK 0001001250
Entity typeother
Related Parties
1- filerCIK 0001125668
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 4:31 PM ET
- Size
- 23.0 KB