4//SEC Filing
LAUDER AERIN 4
Accession 0001001250-12-000178
CIK 0001001250other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 4:38 PM ET
Size
19.3 KB
Accession
0001001250-12-000178
Insider Transaction Report
Form 4
Transactions
- Sale
Class A Common Stock
2012-12-03$59.37/sh−169,438$10,059,534→ 130,562 total - Conversion
Class B Common Stock
2012-12-03−300,000→ 1,272,324 total→ Class A Common Stock (300,000 underlying) - Conversion
Class A Common Stock
2012-12-03+300,000→ 300,000 total - Sale
Class A Common Stock
2012-12-04$58.72/sh−130,562$7,666,601→ 0 total
Holdings
- 1,500,000
Class B Common Stock
→ Class A Common Stock (1,500,000 underlying) - 9,924,192(indirect: by the 2008 GRAT)
Class B Common Stock
→ Class A Common Stock (9,924,192 underlying) - 1,692
Class A Common Stock
- 4,810,594(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (4,810,594 underlying)
LAUDER AERIN
Director10% Owner
Transactions
- Conversion
Class B Common Stock
2012-12-03−300,000→ 1,272,324 total→ Class A Common Stock (300,000 underlying) - Sale
Class A Common Stock
2012-12-03$59.37/sh−169,438$10,059,534→ 130,562 total - Sale
Class A Common Stock
2012-12-04$58.72/sh−130,562$7,666,601→ 0 total - Conversion
Class A Common Stock
2012-12-03+300,000→ 300,000 total
Holdings
- 9,924,192(indirect: by the 2008 GRAT)
Class B Common Stock
→ Class A Common Stock (9,924,192 underlying) - 1,692
Class A Common Stock
- 1,500,000
Class B Common Stock
→ Class A Common Stock (1,500,000 underlying) - 4,810,594(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (4,810,594 underlying)
Footnotes (9)
- [F1]Not applicable.
- [F2]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- [F3]Sales prices range from $59.16 to $59.89 per share, inclusive.
- [F4]Sales prices range from $58.50 to $59.21 per share, inclusive.
- [F5]Owned directly by Aerin Lauder Zinterhofer.
- [F6]There is no conversion or exercise price for the Class B Common Stock. It is convertible into shares of Class A Common Stock on a one-for-one basis.
- [F7]Shares of Class B Common Stock may be converted immediately into Class A Common Stock on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- [F8]Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the "2008 Descendants Trust"). Owned indirectly by Aerin Lauder Zinterhofer as co-trustee of the 2008 Descendants Trust. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.
- [F9]Owned indirectly as Trustee and ultimate beneficial owner of the Aerin Lauder Zinterhofer 2008 Grantor Retained Annuity Trust (the "2008 GRAT") and with respect to which she has sole voting and investment power. Aerin Lauder Zinterhofer disclaims beneficial ownership to the extent that she does not have a pecuniary interest in such securities.
Documents
Issuer
ESTEE LAUDER COMPANIES INC
CIK 0001001250
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001008090
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 4:38 PM ET
- Size
- 19.3 KB