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4//SEC Filing

ESTEE LAUDER COMPANIES INC 4

Accession 0001001250-17-000008

$ELCIK 0001001250operating
View on SEC.govCompany Profile

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 5:22 PM ET

Size

29.0 KB

Accession

0001001250-17-000008

Insider Transaction Report

Form 4
Period: 2017-02-23
ESTEE LAUDER COMPANIES INCEL
1992 GRAT REMAINDER TRUST FBO WILLIAM LAUDER
10% OwnerOther
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2017-02-23$26.42/sh+300,000$7,926,000→ 623,986 total
  • Exercise/Conversion

    Class A Common Stock

    2017-02-23$17.00/sh+177,304$3,014,168→ 801,290 total
  • Other

    Class A Common Stock

    2017-02-23−741,351→ 59,939 total
  • Exercise/Conversion

    Option (right to buy)

    2017-02-23−300,000→ 0 total
    Exercise: $21.29Exp: 2017-09-21→ Class A Common Stock (300,000 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2017-02-23−300,000→ 0 total
    Exercise: $26.42Exp: 2018-09-11→ Class A Common Stock (300,000 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2017-02-23$21.29/sh+300,000$6,387,000→ 323,986 total
  • Other

    Class B Common Stock

    2017-02-23+741,351→ 8,093,904 total
    → Class A Common Stock (741,351 underlying)
  • Other

    Class A Common Stock

    2017-02-23+741,351→ 1,141,351 total
  • Exercise/Conversion

    Option (right to buy)

    2017-02-23−177,304→ 0 total
    Exercise: $17.00Exp: 2019-09-02→ Class A Common Stock (177,304 underlying)
  • Other

    Class B Common Stock

    2017-02-23−741,351→ 0 total
    → Class A Common Stock (741,351 underlying)
Holdings

  • Class A Common Stock

    (indirect: By Children)
    10,468

  • Class B Common Stock

    (indirect: By Children)
    → Class A Common Stock (45,750 underlying)
    45,750
Footnotes (9)
  • [F1]Owned by WPL directly.
  • [F2]The 1992 GRAT Remainder Trust f/b/o William P. Lauder (the "WPL GRAT Rem. Trust") received 741,351 shares of Class A Common Stock from William P. Lauder ("WPL") in exchange for transferring 741,351 shares of Class B Common Stock to WPL.
  • [F3]Owned by WPL GRAT Rem. Trust directly. Owned by each of WPL and Gary M. Lauder ("GML"), indirectly, as trustees of the WPL GRAT Rem. Trust. Each of WPL and GML disclaims beneficial ownership except to the extent of their respective pecuniary interest in such securities.
  • [F4]Owned by WPL indirectly, in custody for his children. WPL disclaims beneficial ownership except to the extent of his pecuniary interest in such securities.
  • [F5]Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2009; 100,000 shares exercisable from and after January 1, 2010; and 100,000 shares exercisable from and after January 1, 2011. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2009; 50,000 shares exercisable from and after January 1, 2010; and 50,000 shares exercisable from and after January 1, 2011 at an exercise price of $42.58, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
  • [F6]Not applicable.
  • [F7]Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 100,000 shares exercisable from and after January 1, 2010; 100,000 shares exercisable from and after January 1, 2011; and 100,000 shares exercisable from and after January 1, 2012. This option was previously reported as covering 50,000 shares exercisable from and after January 1, 2010; 50,000 shares exercisable from and after January 1, 2011; and 50,000 shares exercisable from and after January 1, 2012 at an exercise price of $52.83, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
  • [F8]Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 59,100 shares exercisable from and after January 1, 2011; 59,102 shares exercisable from and after January 1, 2012; and 59,102 shares exercisable from and after January 1, 2013. This option was previously reported as covering 29,550 shares exercisable from and after January 1, 2011; 29,551 shares exercisable from and after January 1, 2012; and 29,551 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
  • [F9]There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.

Documents

1 file

Issuer

ESTEE LAUDER COMPANIES INC

CIK 0001001250

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001001250

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:22 PM ET
Size
29.0 KB
View on SEC.gov