Polcer Gregory 4

Accession 0001001250-19-000121

CIK 0001001250other

View on SEC.gov Company Profile

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 4:40 PM ET

Size

23.3 KB

Accession

0001001250-19-000121

Insider Transaction Report

Form 4

Period: 2019-10-31

ESTEE LAUDER COMPANIES INCEL

Polcer Gregory

EVP - Global Supply Chain

Transactions

Sale
Class A Common Stock
2019-11-01$186.90/sh−234$43,735→ 79,441 total
Sale
Class A Common Stock
2019-11-01$186.20/sh−921$171,490→ 79,675 total
Tax Payment
Class A Common Stock
2019-10-31$183.99/sh−3,412$627,774→ 82,311 total
Sale
Class A Common Stock
2019-11-01$184.29/sh−1,044$192,399→ 81,267 total
Sale
Class A Common Stock
2019-11-01$185.18/sh−671$124,256→ 80,596 total
Exercise/Conversion
Class A Common Stock
2019-10-31+6,409→ 85,723 total
Sale
Class A Common Stock
2019-11-01$187.91/sh−127$23,865→ 79,314 total
Exercise/Conversion
Restricted Stock Units (Share Payout)
2019-10-31−2,216→ 2,216 total
Exercise: $0.00From: 2019-10-31Exp: 2020-11-02→ Class A Common Stock (2,216 underlying)
Exercise/Conversion
Restricted Stock Units (Share Payout)
2019-10-31−2,549→ 0 total
Exercise: $0.00From: 2019-10-31Exp: 2019-10-31→ Class A Common Stock (2,549 underlying)
Exercise/Conversion
Restricted Stock Units (Share Payout)
2019-10-31−1,644→ 3,288 total
Exercise: $0.00From: 2019-10-31Exp: 2021-11-01→ Class A Common Stock (1,644 underlying)

Footnotes (13)

[F1]Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 6, 2016, September 5, 2017, and September 4, 2018.
[F10]RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
[F11]RSUs from grant dated September 6, 2016.
[F12]RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,216 on November 2, 2020.
[F13]RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 2, 2020 and 1,644 on November 1, 2021.
[F2]Not applicable.
[F3]Represents the withholding of shares for tax purposes.
[F4]The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.
[F5]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.
[F6]Sales prices range from $183.70 to $184.66 per share, inclusive.
[F7]Sales prices range from $184.69 to $185.67 per share, inclusive.
[F8]Sales prices range from $185.82 to $186.69 per share, inclusive.
[F9]Sales prices range from $186.86 to $187.34 per share, inclusive.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

ESTEE LAUDER COMPANIES INC

CIK 0001001250

→

Entity typeother

Related Parties

filerCIK 0001441645

Filing Metadata

Form type: 4
Filed: Oct 31, 8:00 PM ET
Accepted: Nov 1, 4:40 PM ET
Size: 23.3 KB

View on SEC.gov