4//SEC Filing
Trower Alexandra C. 4
Accession 0001001250-20-000072
CIK 0001001250other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 12:32 PM ET
Size
37.2 KB
Accession
0001001250-20-000072
Insider Transaction Report
Form 4
Trower Alexandra C.
EVP - Global Communications
Transactions
- Sale
Class A Common Stock
2020-09-03$221.80/sh−1,260$279,468→ 7,709 total(indirect: By Trust) - Exercise/Conversion
Class A Common Stock
2020-09-04$89.47/sh+8,726$780,715→ 12,553 total - Exercise/Conversion
Class A Common Stock
2020-09-04$107.95/sh+7,499$809,517→ 20,052 total - Sale
Class A Common Stock
2020-09-04$217.12/sh−2,405$522,174→ 4,920 total - Exercise/Conversion
Option (Right to Buy)
2020-09-04−7,499→ 7,499 totalExercise: $107.95Exp: 2027-09-05→ Class A Common Stock (7,499 underlying) - Sale
Class A Common Stock
2020-09-03$221.81/sh−100$22,181→ 7,609 total(indirect: By Trust) - Tax Payment
Class A Common Stock
2020-09-03$219.80/sh−2,924$642,695→ 3,827 total - Sale
Class A Common Stock
2020-09-04$213.07/sh−1,256$267,616→ 23,999 total - Award
Class A Common Stock
2020-09-03+6,751→ 6,751 total - Exercise/Conversion
Class A Common Stock
2020-09-04$138.15/sh+5,203$718,794→ 25,255 total - Sale
Class A Common Stock
2020-09-04$214.01/sh−5,659$1,211,083→ 18,340 total - Sale
Class A Common Stock
2020-09-04$217.96/sh−600$130,776→ 4,320 total - Award
Restricted Stock Units (Share Payout)
2020-09-03+3,921→ 3,921 totalExercise: $0.00→ Class A Common Stock (3,921 underlying) - Sale
Class A Common Stock
2020-09-04$215.14/sh−2,602$559,794→ 15,738 total - Sale
Class A Common Stock
2020-09-04$215.99/sh−8,413$1,817,124→ 7,325 total - Sale
Class A Common Stock
2020-09-04$218.79/sh−493$107,863→ 3,827 total - Award
Option (Right to Buy)
2020-09-03+14,714→ 14,714 totalExercise: $218.06Exp: 2030-09-03→ Class A Common Stock (14,714 underlying) - Exercise/Conversion
Option (Right to Buy)
2020-09-04−8,726→ 0 totalExercise: $89.47Exp: 2026-09-06→ Class A Common Stock (8,726 underlying) - Exercise/Conversion
Option (Right to Buy)
2020-09-04−5,203→ 10,406 totalExercise: $138.15Exp: 2028-09-04→ Class A Common Stock (5,203 underlying)
Footnotes (15)
- [F1]Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.
- [F10]Sales prices range from $215.52 to $216.45 per share, inclusive.
- [F11]Sales prices range from $216.55 to $217.49 per share, inclusive.
- [F12]Sales prices range from $217.62 to $218.38 per share, inclusive.
- [F13]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,904 shares exercisable from and after January 1, 2022; 4,905 shares exercisable from and after January 1, 2023; and 4,905 shares exercisable from and after January 1, 2024.
- [F14]Not applicable.
- [F15]Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,306 on November 1, 2021; 1,307 on November 1, 2022; and 1,308 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
- [F2]Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
- [F3]Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,726 shares exercisable from and after January 1, 2018; 8,726 shares exercisable from and after January 1, 2019; 8,726 shares exercisable from and after January 1, 2020.
- [F4]Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,498 shares exercisable from and after January 1, 2019; 7,499 shares exercisable from and after January 1, 2020; and 7,499 shares exercisable from and after January 1, 2021.
- [F5]Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,203 shares exercisable from and after January 1, 2020; 5,203 shares exercisable from and after January 1, 2021; and 5,203 shares exercisable from and after January 1, 2022.
- [F6]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- [F7]Sales prices range from $212.47 to $213.44 per share, inclusive.
- [F8]Sales prices range from $213.49 to $214.48 per share, inclusive.
- [F9]Sales prices range from $214.52 to $215.49 per share, inclusive.
Documents
Issuer
ESTEE LAUDER COMPANIES INC
CIK 0001001250
Entity typeother
Related Parties
1- filerCIK 0001432251
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 12:32 PM ET
- Size
- 37.2 KB