Polcer Gregory 4

4 · ESTEE LAUDER COMPANIES INC · Filed Nov 3, 2020

Insider Transaction Report

Form 4

Period: 2020-11-02

ESTEE LAUDER COMPANIES INCEL

Polcer Gregory

EVP - Global Supply Chain

Transactions

Tax Payment
Class A Common Stock
2020-11-02$229.12/sh−2,672$612,209→ 81,660 total
Sale
Class A Common Stock
2020-11-03$226.24/sh−648$146,604→ 79,314 total
Exercise/Conversion
Restricted Stock Units (Share Payout)
2020-11-02−2,216→ 0 total
Exercise: $0.00From: 2020-11-02Exp: 2020-11-02→ Class A Common Stock (2,216 underlying)
Exercise/Conversion
Restricted Stock Units (Share Payout)
2020-11-02−1,158→ 2,316 total
Exercise: $0.00From: 2020-11-02Exp: 2022-11-01→ Class A Common Stock (1,158 underlying)
Exercise/Conversion
Class A Common Stock
2020-11-02+5,018→ 84,332 total
Sale
Class A Common Stock
2020-11-03$223.63/sh−500$111,815→ 81,160 total
Sale
Class A Common Stock
2020-11-03$224.78/sh−1,198$269,286→ 79,962 total
Exercise/Conversion
Restricted Stock Units (Share Payout)
2020-11-02−1,644→ 1,644 total
Exercise: $0.00From: 2020-11-02Exp: 2021-11-01→ Class A Common Stock (1,644 underlying)

Footnotes (12)

[F1]Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.
[F10]RSUs from grant dated September 5, 2017.
[F11]RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 1, 2021.
[F12]RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,158 on November 1, 2021 and 1,158 on November 1, 2022.
[F2]Not applicable.
[F3]Represents the withholding of shares for tax purposes.
[F4]The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.
[F5]The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.
[F6]Sales prices range from $223.31 to $224.03 per share, inclusive.
[F7]Sales prices range from $224.46 to $225.03 per share, inclusive.
[F8]Sales prices range from $226.06 to $226.44 per share, inclusive.
[F9]RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Documents

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edgar.xmlPrimary
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