Haney Carl P. 4
4 · ESTEE LAUDER COMPANIES INC · Filed Nov 2, 2023
Insider Transaction Report
Form 4
Haney Carl P.
EVP-Global R&D
Transactions
- Tax Payment
Class A Common Stock
2023-11-01$106.14/sh−1,871$198,588→ 7,041 total - Exercise/Conversion
Restricted Stock Units (Share Payout)
2023-11-01−1,299→ 0 totalExercise: $0.00Exp: 2023-11-01→ Class A Common Stock (1,299 underlying) - Exercise/Conversion
Restricted Stock Units (Share Payout)
2023-11-01−835→ 836 totalExercise: $0.00Exp: 2024-11-01→ Class A Common Stock (835 underlying) - Exercise/Conversion
Restricted Stock Units (Share Payout)
2023-11-01−1,247→ 2,495 totalExercise: $0.00Exp: 2025-11-03→ Class A Common Stock (1,247 underlying) - Exercise/Conversion
Class A Common Stock
2023-11-01+3,381→ 8,912 total
Footnotes (7)
- [F1]Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2020; September 2, 2021; and September 6, 2022.
- [F2]Not applicable.
- [F3]Represents the withholding of shares for tax purposes.
- [F4]RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights payable in cash at the time of payout of the related shares.
- [F5]RSUs from grant dated September 3, 2020.
- [F6]RSUs from grant dated September 2, 2021. Assuming continued employment, these annual RSUs will vest and be paid out as follows: 836 on November 1, 2024.
- [F7]RSUs from grant dated September 6, 2022. Assuming continued employment, these RSUs will vest and be paid out as follows: 1,247 on November 1, 2024; and 1,248 on November 3, 2025.