4//SEC Filing
HOWELL DAVID S 4
Accession 0001001277-03-000390
CIK 0000811212other
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 2:16 PM ET
Size
7.8 KB
Accession
0001001277-03-000390
Insider Transaction Report
Form 4
HOWELL DAVID S
Director
Transactions
- Will/Inheritance
Common Stock
2003-01-31−70,000→ 0 total - Award
Common Stock
2003-02-06+4,000→ 58,000 totalExercise: $1.81From: 2003-02-06Exp: 2008-02-06→ Common (4,000 underlying)
Holdings
- 168,205(indirect: By New England Venture Partners LP)
Common Stock
Footnotes (3)
- [F1]Shares were disposed of pursuant to Mr. Howell's late wife's will and the disposition is exempt from Section 16 pursuant to Section 16b-5.
- [F2]Mr. Howell is a General Partner of New England Venture Partners LP. He disclaims 89.5% of the ownership of the shares held by New England Venture Partners LP.
- [F3]Mr. Howell owns warrants to purchase 19,000 shares of common stock directly and warrants to purchase 59,641 shares of common stock indirectly by new England Venture Partners LP. Mr. Howell is a General Partner of New England Venture Partners LP. He disclaims 89.5% of the ownership of the shares held by New England Venture Partners LP.
Documents
Issuer
THERMOGENESIS CORP
CIK 0000811212
Entity typeother
Related Parties
1- filerCIK 0001111838
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 2:16 PM ET
- Size
- 7.8 KB