NELSON GARY D 4

4 · SONOMA VALLEY BANCORP · Filed Jan 21, 2004

Form 4

Period: 2004-01-16

Other

Transactions

Exercise/Conversion
Common Stock
2004-01-16$8.19/sh+3,089$25,302→ 51,445 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2004-01-16$14.59/sh+3,089$45,078→ 54,534 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2004-01-16$11.75/sh+3,089$36,305→ 57,623 total(indirect: By Trust)
Exercise/Conversion
Common Stock
[F1][F2]
2004-01-16$11.95/sh+12,356$147,642→ 69,979 total(indirect: By Trust)
Exercise/Conversion
Options
2004-01-16−3,089→ 21,623 total
Exercise: $8.19From: 1997-03-01Exp: 2007-03-01→ Common (3,089 underlying)
Exercise/Conversion
Options
2004-01-16−3,089→ 18,534 total
Exercise: $14.59From: 1998-03-01Exp: 1998-03-01→ Common (3,089 underlying)
Exercise/Conversion
Options
2004-01-16−3,089→ 15,445 total
Exercise: $11.75From: 1999-03-01Exp: 1999-03-01→ Common (3,089 underlying)
Exercise/Conversion
Options
2004-01-16−3,089→ 12,356 total
Exercise: $11.95From: 2000-03-01Exp: 2009-04-21→ Common (3,089 underlying)
Exercise/Conversion
Options
2004-01-16−3,089→ 9,267 total
Exercise: $11.95From: 2001-03-01Exp: 2009-04-21→ Common (3,089 underlying)
Exercise/Conversion
Options
2004-01-16−3,089→ 6,178 total
Exercise: $11.95From: 2002-03-01Exp: 2009-04-21→ Common (3,089 underlying)
Exercise/Conversion
Options
2004-01-16−3,089→ 3,089 total
Exercise: $11.95From: 2003-03-01Exp: 2009-04-21→ Common (3,089 underlying)

Footnotes (2)

[F1]On July 17, 2003, Sonoma Valley Bancorp paid a dividend resulting in the reporting person's acquisition of 2,292 additional shares of common stock held indirectly by the Nelson Family Trust, 1 additional share held indirectly by the reporting person's son and 8 additional shares held indirectly in a trust account in which the reporting person's wife is the trustee. The shares acquired through the payment of a dividend are exempt pursuant to Rule 16a-9(a).
[F2]Additionally, the reporting person is deemed to beneficially own 21 shares of common stock held by the reporting person's son and 178 shares of common stock held in a trust account of which the reporting person's wife is the trustee.

Signature

/s/ Gary D. Nelson by Mary Quade Dieter, POA|2004-01-21

Documents

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