Home/Filings/4/0001001277-05-000030
4//SEC Filing

HARLAND FREDERICK H 4

Accession 0001001277-05-000030

CIK 0001120427other

Filed

Jan 9, 7:00 PM ET

Accepted

Jan 10, 8:46 PM ET

Size

9.1 KB

Accession

0001001277-05-000030

Insider Transaction Report

Form 4
Period: 2005-01-07
Transactions
  • Sale

    Common Stock

    2005-01-07$22.30/sh4,633$103,3164,276 total
  • Exercise/Conversion

    Common Stock

    2005-01-07$7.97/sh+4,633$36,9058,909 total
  • Exercise/Conversion

    Options

    2005-01-074,6339,266 total
    Exercise: $7.97From: 2002-03-01Exp: 2009-04-21Common (4,633 underlying)
Footnotes (2)
  • [F1]On August 26, 2004, Sonoma Valley Bancorp's stock split 3 for 2 and on August 16, 2003 and 2002, Sonoma Valley Bancorp paid 5% stock dividends resulting in the reporting person's acquisition of 1,688 additional shares of common stock, which is exempt pursuant to Rule 16a-9(a). Additionally, the reporting person is deemed to beneficially own 1,335 shares held indirectly by his wife. On August 26, 2004, Sonoma Valley Bancorp's stock split 3 for 2 and on August 16, 2003 and 2002, Sonoma Valley Bancorp paid 5% stock dividends resulting in the reporting person's wife's acquisition of 526 additional shares of common stock, which is exempt pursuant to Rule 16a-9(a).
  • [F2]On August 26, 2004, Sonoma Valley Bancorp's stock split 3 for 2 and on August 16, 2003 and 2002, Sonoma Valley Bancorp paid 5% stock dividends resulting in the reporting person's acquisition of options to purchase 5,496 additional shares of common stock, which is exempt pursuant to Rule 16a-9(a).

Issuer

SONOMA VALLEY BANCORP

CIK 0001120427

Entity typeother

Related Parties

1
  • filerCIK 0001127766

Filing Metadata

Form type
4
Filed
Jan 9, 7:00 PM ET
Accepted
Jan 10, 8:46 PM ET
Size
9.1 KB