HARLAND FREDERICK H 4
4 · SONOMA VALLEY BANCORP · Filed Jan 10, 2005
Insider Transaction Report
Form 4
HARLAND FREDERICK H
Director
Transactions
- Sale
Common Stock
2005-01-07$22.30/sh−4,633$103,316→ 4,276 total - Exercise/Conversion
Common Stock
2005-01-07$7.97/sh+4,633$36,905→ 8,909 total - Exercise/Conversion
Options
2005-01-07−4,633→ 9,266 totalExercise: $7.97From: 2002-03-01Exp: 2009-04-21→ Common (4,633 underlying)
Footnotes (2)
- [F1]On August 26, 2004, Sonoma Valley Bancorp's stock split 3 for 2 and on August 16, 2003 and 2002, Sonoma Valley Bancorp paid 5% stock dividends resulting in the reporting person's acquisition of 1,688 additional shares of common stock, which is exempt pursuant to Rule 16a-9(a). Additionally, the reporting person is deemed to beneficially own 1,335 shares held indirectly by his wife. On August 26, 2004, Sonoma Valley Bancorp's stock split 3 for 2 and on August 16, 2003 and 2002, Sonoma Valley Bancorp paid 5% stock dividends resulting in the reporting person's wife's acquisition of 526 additional shares of common stock, which is exempt pursuant to Rule 16a-9(a).
- [F2]On August 26, 2004, Sonoma Valley Bancorp's stock split 3 for 2 and on August 16, 2003 and 2002, Sonoma Valley Bancorp paid 5% stock dividends resulting in the reporting person's acquisition of options to purchase 5,496 additional shares of common stock, which is exempt pursuant to Rule 16a-9(a).