4//SEC Filing
COLE VINCENT J 4
Accession 0001001288-04-000110
CIK 0001001288other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 10:58 AM ET
Size
16.4 KB
Accession
0001001288-04-000110
Insider Transaction Report
Form 4
COLE VINCENT J
VP, Gen Coun & Secretary
Transactions
- Tax Payment
Class A Common Stock
2004-05-26$94.60/sh−59$5,581→ 38,640 total - Award
Employee Stock Option
2004-05-26+548→ 548 totalExercise: $95.06From: 2004-11-26Exp: 2005-11-15→ Class A Common Stock (548 underlying) - Exercise/Conversion
Employee Stock Option
2004-05-26−713→ 0 totalExercise: $72.98From: 2004-05-12Exp: 2005-11-15→ Class A Common Stock (713 underlying) - Tax Payment
Class A Common Stock
2004-05-26$95.06/sh−548$52,093→ 38,699 total - Exercise/Conversion
Class A Common Stock
2004-05-26$72.98/sh+713$52,035→ 39,247 total - Sale
Class A Common Stock
2004-05-26$94.60/sh−106$10,028→ 38,534 total
Holdings
- 23,317(indirect: By Trust)
Class A Common Stock
- 1,598(indirect: By Employee Stock Purchase Plan)
Class A Common Stock
Footnotes (2)
- [F1]The securities are owned by a limited liability company ('LLC') in which the Reporting Person holds 4% of the membership units and of which he is general manager. The remaining 96% of the membership units of the LLC are held equally (48% each) by two trusts for the benefit of his children, who reside in the same household as the Reporting Person. The Reporting Person disclaims beneficial ownership of 96% of the securities held by the LLC, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]Right to Buy with Tandem Tax Withholding Right
Documents
Issuer
LEXMARK INTERNATIONAL INC /KY/
CIK 0001001288
Entity typeother
Related Parties
1- filerCIK 0001186625
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 10:58 AM ET
- Size
- 16.4 KB