4//SEC Filing
POTTS THOMAS H 4
Accession 0001002105-04-000015
CIK 0000826675other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 12:53 PM ET
Size
8.0 KB
Accession
0001002105-04-000015
Insider Transaction Report
Form 4
POTTS THOMAS H
Director
Transactions
- Purchase
Common Stock
2004-01-23$7.35/sh+5,000$36,750→ 16,300 total(indirect: By IRA) - Purchase
Common Stock
2004-01-26$7.40/sh+3,056$22,614→ 19,356 total(indirect: By IRA)
Holdings
- 306,959
Common Stock
Footnotes (2)
- [F1]The reporting person, who is the former President of the Issuer, has been in the process of transferring his Issuer 401(k) plan into his IRA administered by a different financial institution. In connection with this transfer, the Issuer's 401(k) plan was required to sell the securities held in his 401(k) plan account (which included 19,536 shares of the Issuer's common stock). Such sale took place on December 30, 2003. The financial institution that administers the reporting person's IRA has now completed purchasing 19,536 shares of the Issuer's common stock in order to return the reporting person's ownership to its prior level.
- [F2]Of this amount, 9,077 shares are indirect beneficial ownership held by the reporting person's family members.
Documents
Issuer
DYNEX CAPITAL INC
CIK 0000826675
Entity typeother
Related Parties
1- filerCIK 0001223122
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 12:53 PM ET
- Size
- 8.0 KB