Home/Filings/4/0001002225-11-000062
4//SEC Filing

CHANG LILY 4

Accession 0001002225-11-000062

CIK 0001002225other

Filed

May 15, 8:00 PM ET

Accepted

May 16, 4:29 PM ET

Size

9.7 KB

Accession

0001002225-11-000062

Insider Transaction Report

Form 4
Period: 2011-05-13
CHANG LILY
EVP & CTO
Transactions
  • Award

    Stock Appreciation Rights

    2011-05-13$26.91/sh+18,200$489,76218,200 total
    Exercise: $26.91From: 2012-05-14Exp: 2021-05-13Common Stock (18,200 underlying)
  • Award

    Common Stock

    2011-05-13+2,83617,087 total
  • Disposition to Issuer

    Common Stock

    2011-05-14$26.91/sh806$21,68916,281 total
Holdings
  • Common Stock

    (indirect: By Trust)
    10,500
  • Common Stock

    (indirect: By Trust)
    482,746
Footnotes (3)
  • [F1]Restricted Stock Unit 4 year vest: 50% at 24 months, remaining 50% at 48 months, share count will reduce for trade for taxes at release.
  • [F2]Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.
  • [F3]Grant of Stock Settled Stock Appreciation Rights

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

Entity typeother

Related Parties

1
  • filerCIK 0001195461

Filing Metadata

Form type
4
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:29 PM ET
Size
9.7 KB