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4//SEC Filing

ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-13-000070

CIK 0001002225operating
View on SEC.govCompany Profile

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 9:31 PM ET

Size

24.6 KB

Accession

0001002225-13-000070

Insider Transaction Report

Form 4
Period: 2013-07-10
ADVENT SOFTWARE INC /DE/ADVS
Manfredi Christine S
Director
Transactions
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−42,000→ 0 total
    Exercise: $15.72From: 2010-03-23Exp: 2019-03-23→ Common Stock (42,000 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+42,000→ 42,000 total
    Exercise: $7.84From: 2010-03-23Exp: 2019-03-23→ Common Stock (42,000 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+9,814→ 9,814 total
    Exercise: $21.06From: 2014-05-09Exp: 2023-05-09→ Common Stock (9,814 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−8,470→ 0 total
    Exercise: $26.80From: 2013-05-09Exp: 2022-05-09→ Common Stock (8,470 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+8,925→ 8,925 total
    Exercise: $17.49From: 2012-05-11Exp: 2021-05-11→ Common Stock (8,925 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+10,000→ 10,000 total
    Exercise: $12.34From: 2011-06-02Exp: 2020-06-02→ Common Stock (10,000 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+8,470→ 8,470 total
    Exercise: $17.80From: 2013-05-09Exp: 2022-05-09→ Common Stock (8,470 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−10,000→ 0 total
    Exercise: $21.34From: 2011-06-02Exp: 2020-06-02→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−8,925→ 0 total
    Exercise: $26.49From: 2012-05-11Exp: 2021-05-11→ Common Stock (8,925 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−9,814→ 0 total
    Exercise: $30.06From: 2014-05-09Exp: 2023-05-09→ Common Stock (9,814 underlying)
Footnotes (1)
  • [F1]The transactions reported on this Form 4 reflect an amendment to outstanding options. The Company modified its outstanding stock option awards by reducing the exercise price by $9 per option. For certain options that cannot be reduced by the full $9, Advent compensated those option holders with a cash payment for the difference between $9 and the reduction of their exercise price. No other change to original terms of grant, no market activity.

Documents

1 file

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001002225

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 9:31 PM ET
Size
24.6 KB
View on SEC.gov