ADVENT SOFTWARE INC /DE/ 4

4 · ADVENT SOFTWARE INC /DE/ · Filed Jul 12, 2013

Form 4

Period: 2013-07-10

Director

Transactions

Disposition to Issuer
Stock Appreciation Rights
2013-07-10−8,470→ 0 total
Exercise: $26.80From: 2013-05-09Exp: 2022-05-09→ Common Stock (8,470 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-07-10−9,814→ 0 total
Exercise: $30.06From: 2014-05-09Exp: 2023-05-09→ Common Stock (9,814 underlying)
Award
Stock Appreciation Rights
2013-07-10+8,470→ 8,470 total
Exercise: $17.80From: 2012-09-14Exp: 2022-05-09→ Common Stock (8,470 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-07-10−14,875→ 0 total
Exercise: $23.05From: 2012-09-14Exp: 2021-09-14→ Common Stock (14,875 underlying)
Award
Stock Appreciation Rights
2013-07-10+14,875→ 14,875 total
Exercise: $14.05From: 2012-09-14Exp: 2021-09-14→ Common Stock (14,875 underlying)
Award
Stock Appreciation Rights
2013-07-10+9,814→ 9,814 total
Exercise: $21.06From: 2014-05-09Exp: 2023-05-09→ Common Stock (9,814 underlying)

Footnotes (1)

[F1]The transactions reported on this Form 4 reflect an amendment to outstanding options. The Company modified its outstanding stock option awards by reducing the exercise price by $9 per option. For certain options that cannot be reduced by the full $9, Advent compensated those option holders with a cash payment for the difference between $9 and the reduction of their exercise price. No other change to original terms of grant, no market activity.

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