Home/Filings/4/0001002225-13-000071
4//SEC Filing

ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-13-000071

CIK 0001002225operating

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 9:31 PM ET

Size

16.0 KB

Accession

0001002225-13-000071

Insider Transaction Report

Form 4
Period: 2013-07-10
Transactions
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-108,4700 total
    Exercise: $26.80From: 2013-05-09Exp: 2022-05-09Common Stock (8,470 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-109,8140 total
    Exercise: $30.06From: 2014-05-09Exp: 2023-05-09Common Stock (9,814 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+8,4708,470 total
    Exercise: $17.80From: 2012-09-14Exp: 2022-05-09Common Stock (8,470 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-1014,8750 total
    Exercise: $23.05From: 2012-09-14Exp: 2021-09-14Common Stock (14,875 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+14,87514,875 total
    Exercise: $14.05From: 2012-09-14Exp: 2021-09-14Common Stock (14,875 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+9,8149,814 total
    Exercise: $21.06From: 2014-05-09Exp: 2023-05-09Common Stock (9,814 underlying)
Footnotes (1)
  • [F1]The transactions reported on this Form 4 reflect an amendment to outstanding options. The Company modified its outstanding stock option awards by reducing the exercise price by $9 per option. For certain options that cannot be reduced by the full $9, Advent compensated those option holders with a cash payment for the difference between $9 and the reduction of their exercise price. No other change to original terms of grant, no market activity.

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001002225

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 9:31 PM ET
Size
16.0 KB