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ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-13-000073

CIK 0001002225operating
View on SEC.govCompany Profile

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 9:44 PM ET

Size

24.7 KB

Accession

0001002225-13-000073

Insider Transaction Report

Form 4
Period: 2013-07-10
ADVENT SOFTWARE INC /DE/ADVS
Brennan John P
SVP, Human Resources
Transactions
  • Award

    Stock Appreciation Rights

    2013-07-10+12,710→ 12,710 total
    Exercise: $17.80From: 2013-05-14Exp: 2022-05-14→ Common Stock (12,710 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+13,020→ 13,020 total
    Exercise: $17.91From: 2012-05-13Exp: 2021-05-13→ Common Stock (13,020 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−13,020→ 0 total
    Exercise: $26.91From: 2012-05-13Exp: 2021-05-13→ Common Stock (13,020 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+15,000→ 15,000 total
    Exercise: $12.75From: 2011-05-14Exp: 2020-05-14→ Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−15,000→ 0 total
    Exercise: $21.75From: 2011-05-14Exp: 2020-05-14→ Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−16,400→ 0 total
    Exercise: $30.67From: 2014-05-14Exp: 2023-05-14→ Common Stock (16,400 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+10,500→ 10,500 total
    Exercise: $11.88From: 2009-05-14Exp: 2018-05-14→ Common Stock (10,500 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−10,500→ 0 total
    Exercise: $20.88From: 2009-05-14Exp: 2018-05-14→ Common Stock (10,500 underlying)
  • Award

    Stock Appreciation Rights

    2013-07-10+16,400→ 16,400 total
    Exercise: $21.67From: 2014-05-14Exp: 2023-05-14→ Common Stock (16,400 underlying)
  • Disposition to Issuer

    Stock Appreciation Rights

    2013-07-10−12,710→ 0 total
    Exercise: $26.80From: 2013-05-14Exp: 2022-05-14→ Common Stock (12,710 underlying)
Footnotes (1)
  • [F1]The transactions reported on this Form 4 reflect an amendment to outstanding options. The Company modified its outstanding stock option awards by reducing the exercise price by $9 per option. For certain options that cannot be reduced by the full $9, Advent compensated those option holders with a cash payment for the difference between $9 and the reduction of their exercise price. No other change to original terms of grant, no market activity.

Documents

1 file

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001002225

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 9:44 PM ET
Size
24.7 KB
View on SEC.gov