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4//SEC Filing

ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-13-000095

CIK 0001002225operating

View on SEC.gov Company Profile

Filed

Oct 27, 8:00 PM ET

Accepted

Oct 28, 7:49 PM ET

Size

23.4 KB

Accession

0001002225-13-000095

Insider Transaction Report

Form 4

Period: 2013-10-24

ADVENT SOFTWARE INC /DE/ADVS

SVP, Human Resources

Transactions

Exercise/Conversion
Common Stock
2013-10-24$17.91/sh+7,595$136,026→ 24,571 total
Exercise/Conversion
Common Stock
2013-10-24$11.88/sh+10,500$124,740→ 32,897 total
Tax Payment
Common Stock
2013-10-24$33.72/sh−3,110$104,869→ 26,088 total
Exercise/Conversion
Stock Appreciation Rights
2013-10-24−12,500→ 2,500 total
Exercise: $12.75From: 2011-05-14Exp: 2020-05-14→ Common Stock (12,500 underlying)
Disposition to Issuer
Common Stock
2013-10-24$33.72/sh−4,034$136,026→ 20,537 total
Tax Payment
Common Stock
2013-10-24$33.72/sh−1,858$62,652→ 18,679 total
Exercise/Conversion
Common Stock
2013-10-24$12.75/sh+12,500$159,375→ 31,179 total
Disposition to Issuer
Common Stock
2013-10-24$33.72/sh−4,726$159,361→ 26,453 total
Tax Payment
Common Stock
2013-10-24$33.72/sh−4,056$136,768→ 22,397 total
Disposition to Issuer
Common Stock
2013-10-24$33.72/sh−3,699$124,730→ 29,198 total
Sale
Common Stock
2013-10-25$33.82/sh−9,110$308,077→ 16,978 total
Exercise/Conversion
Stock Appreciation Rights
2013-10-24−10,500→ 0 total
Exercise: $11.88From: 2009-05-14Exp: 2018-05-14→ Common Stock (10,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-10-24−7,595→ 5,425 total
Exercise: $17.91From: 2012-05-13Exp: 2021-05-13→ Common Stock (7,595 underlying)

Footnotes (3)

[F1]Transaction pursuant to 10b5-1 plan dated 9 September 2013
[F2]Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
[F3]Shares traded for taxes. No open market activity.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001002225

Filing Metadata

Form type: 4
Filed: Oct 27, 8:00 PM ET
Accepted: Oct 28, 7:49 PM ET
Size: 23.4 KB

View on SEC.gov