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4//SEC Filing

ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-15-000005

CIK 0001002225operating

View on SEC.gov Company Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 7:07 PM ET

Size

38.6 KB

Accession

0001002225-15-000005

Insider Transaction Report

Form 4

Period: 2015-02-09

ADVENT SOFTWARE INC /DE/ADVS

AUKEN WENDELL G VAN III

Director

Transactions

Exercise/Conversion
Common Stock
2015-02-09$11.36/sh+16,800$190,848→ 31,902 total
Disposition to Issuer
Common Stock
2015-02-09$44.30/sh−2,974$131,748→ 41,419 total
Disposition to Issuer
Common Stock
2015-02-09$44.30/sh−2,786$123,420→ 48,633 total
Disposition to Issuer
Common Stock
2015-02-09$44.30/sh−3,524$156,113→ 54,034 total
Disposition to Issuer
Common Stock
2015-02-09$44.30/sh−3,404$150,797→ 59,100 total
Exercise/Conversion
Common Stock
2015-02-09$21.06/sh+9,814$206,683→ 68,914 total
Exercise/Conversion
Stock Appreciation Rights
2015-02-09−16,800→ 0 total
Exercise: $7.92From: 2008-05-16Exp: 2017-05-16→ Common Stock (16,800 underlying)
Exercise/Conversion
Stock Appreciation Rights
2015-02-09−16,800→ 0 total
Exercise: $11.36From: 2009-05-07Exp: 2018-05-07→ Common Stock (16,800 underlying)
Exercise/Conversion
Stock Appreciation Rights
2015-02-09−10,000→ 0 total
Exercise: $12.34From: 2011-06-02Exp: 2020-06-02→ Common Stock (10,000 underlying)
Exercise/Conversion
Stock Appreciation Rights
2015-02-09−8,925→ 0 total
Exercise: $17.49From: 2012-05-11Exp: 2021-05-11→ Common Stock (8,925 underlying)
Exercise/Conversion
Stock Appreciation Rights
2015-02-09−8,470→ 0 total
Exercise: $17.80From: 2013-05-09Exp: 2022-05-09→ Common Stock (8,470 underlying)
Exercise/Conversion
Stock Appreciation Rights
2015-02-09−9,814→ 0 total
Exercise: $21.06From: 2014-05-09Exp: 2023-05-09→ Common Stock (9,814 underlying)
Disposition to Issuer
Common Stock
2015-02-09$44.30/sh−3,004$133,077→ 15,102 total
Disposition to Issuer
Common Stock
2015-02-09$44.30/sh−4,309$190,889→ 27,593 total
Exercise/Conversion
Common Stock
2015-02-09$7.92/sh+16,800$133,056→ 18,106 total
Exercise/Conversion
Common Stock
2015-02-09$7.84/sh+16,800$131,712→ 44,393 total
Exercise/Conversion
Common Stock
2015-02-09$12.34/sh+10,000$123,400→ 51,419 total
Exercise/Conversion
Common Stock
2015-02-09$17.49/sh+8,925$156,098→ 57,558 total
Exercise/Conversion
Common Stock
2015-02-09$17.80/sh+8,470$150,766→ 62,504 total
Disposition to Issuer
Common Stock
2015-02-09$44.30/sh−4,666$206,704→ 64,248 total
Exercise/Conversion
Stock Appreciation Rights
2015-02-09−16,800→ 0 total
Exercise: $7.84From: 2010-05-13Exp: 2019-05-13→ Common Stock (16,800 underlying)

Holdings

Common Stock
(indirect: Dog Hill Partners LP)
13,000
Common Stock
(indirect: Van Auken PF)
7,336
Common Stock
(indirect: By Trust)
1,529

Footnotes (1)

[F1]Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001002225

Filing Metadata

Form type: 4
Filed: Feb 10, 7:00 PM ET
Accepted: Feb 11, 7:07 PM ET
Size: 38.6 KB

View on SEC.gov