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ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-15-000021

CIK 0001002225operating

View on SEC.gov Company Profile

Filed

May 13, 8:00 PM ET

Accepted

May 14, 12:34 PM ET

Size

21.1 KB

Accession

0001002225-15-000021

Insider Transaction Report

Form 4

Period: 2015-05-12

ADVENT SOFTWARE INC /DE/ADVS

Sperling Anthony

SVP & GM, AMG

Transactions

Exercise/Conversion
Common Stock
2015-05-12$12.75/sh+23,000$293,250→ 66,355 total
Disposition to Issuer
Common Stock
2015-05-12$43.62/sh−6,723$293,257→ 59,632 total
Exercise/Conversion
Common Stock
2015-05-12$12.10/sh+47,000$568,700→ 98,139 total
Tax Payment
Common Stock
2015-05-12$43.54/sh−17,722$771,639→ 67,379 total
Sale
Common Stock
2015-05-12$43.50/sh−702$30,537→ 58,893 total
Sale
Common Stock
2015-05-12$43.54/sh−16,240$707,111→ 42,653 total
Sale
Common Stock
2015-05-12$43.50/sh−4,893$212,846→ 37,760 total
Exercise/Conversion
Stock Appreciation Rights
2015-05-12−47,000→ 48,589 total
Exercise: $12.10From: 2013-11-14Exp: 2022-11-14→ Common Stock (47,000 underlying)
Tax Payment
Common Stock
2015-05-12$43.50/sh−8,493$369,446→ 51,139 total
Disposition to Issuer
Common Stock
2015-05-12$43.62/sh−13,038$568,718→ 85,101 total
Sale
Common Stock
2015-05-12$43.50/sh−7,784$338,604→ 59,595 total
Exercise/Conversion
Stock Appreciation Rights
2015-05-12−23,000→ 0 total
Exercise: $12.75From: 2011-05-14Exp: 2020-05-14→ Common Stock (23,000 underlying)

Footnotes (2)

[F1]Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
[F2]Shares traded for taxes. No open market activity.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001002225

Filing Metadata

Form type: 4
Filed: May 13, 8:00 PM ET
Accepted: May 14, 12:34 PM ET
Size: 21.1 KB

View on SEC.gov