4//SEC Filing
ADVENT SOFTWARE INC /DE/ 4
Accession 0001002225-15-000027
CIK 0001002225operating
Filed
May 18, 8:00 PM ET
Accepted
May 19, 7:30 PM ET
Size
11.0 KB
Accession
0001002225-15-000027
Insider Transaction Report
Form 4
Hess David Peter
President
Transactions
- Exercise/Conversion
Common Stock
2015-05-15$11.88/sh+8,500$100,980→ 160,392 total - Disposition to Issuer
Common Stock
2015-05-15$43.51/sh−2,321$100,987→ 158,071 total - Sale
Common Stock
2015-05-19$43.70/sh−2,955$129,119→ 151,892 total - Tax Payment
Common Stock
2015-05-15$43.51/sh−3,224$140,276→ 154,847 total - Exercise/Conversion
Stock Appreciation Rights
2015-05-15−8,500→ 16,700 totalExercise: $11.88From: 2009-05-14Exp: 2018-05-14→ Common Stock (8,500 underlying)
Footnotes (3)
- [F1]Transaction pursuant to 10b5-1 plan dated 31 October 2014
- [F2]Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- [F3]Shares traded for taxes. No open market activity.
Documents
Issuer
ADVENT SOFTWARE INC /DE/
CIK 0001002225
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001002225
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 7:30 PM ET
- Size
- 11.0 KB