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ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-15-000032

CIK 0001002225operating

View on SEC.gov Company Profile

Filed

Jun 16, 8:00 PM ET

Accepted

Jun 17, 6:37 PM ET

Size

11.0 KB

Accession

0001002225-15-000032

Insider Transaction Report

Form 4

Period: 2015-06-15

ADVENT SOFTWARE INC /DE/ADVS

Hess David Peter

President

Transactions

Exercise/Conversion
Common Stock
2015-06-15$11.88/sh+8,500$100,980→ 160,392 total
Tax Payment
Common Stock
2015-06-15$43.63/sh−3,227$140,794→ 154,850 total
Exercise/Conversion
Stock Appreciation Rights
2015-06-15−8,500→ 8,200 total
Exercise: $11.88From: 2009-05-14Exp: 2018-05-14→ Common Stock (8,500 underlying)
Disposition to Issuer
Common Stock
2015-06-15$43.63/sh−2,315$101,003→ 158,077 total
Sale
Common Stock
2015-06-17$43.55/sh−2,958$128,811→ 151,892 total

Footnotes (3)

[F1]Transaction pursuant to 10b5-1 plan dated 31 October 2014
[F2]Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
[F3]Shares traded for taxes. No open market activity.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001002225

Filing Metadata

Form type: 4
Filed: Jun 16, 8:00 PM ET
Accepted: Jun 17, 6:37 PM ET
Size: 11.0 KB

View on SEC.gov