ADVENT SOFTWARE INC /DE/ 4

Accession 0001002225-15-000038

CIK 0001002225operating

View on SEC.gov Company Profile

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 7:09 PM ET

Size

15.8 KB

Accession

0001002225-15-000038

Insider Transaction Report

Form 4

Period: 2015-07-08

ADVENT SOFTWARE INC /DE/ADVS

HIRJI ASIFF S

Director

Transactions

Disposition to Issuer
Common Stock
2015-07-08$44.25/sh−1,159$51,286→ 5,314 total
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$30.20/sh−14,875$449,225→ 0 total
Exercise: $14.05From: 2012-09-14Exp: 2021-09-14→ Common Stock (14,875 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$15.24/sh−9,138$139,263→ 0 total
Exercise: $29.01From: 2015-05-07Exp: 2024-05-07→ Common Stock (9,138 underlying)
Disposition to Issuer
Common Stock
2015-07-08$44.25/sh−5,314$235,145→ 0 total
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$26.45/sh−8,470$224,032→ 0 total
Exercise: $17.80From: 2013-05-09Exp: 2022-05-09→ Common Stock (8,470 underlying)
Disposition to Issuer
Stock Appreciation Rights
2015-07-08$23.19/sh−9,814$227,587→ 0 total
Exercise: $21.06From: 2014-05-09Exp: 2023-05-09→ Common Stock (9,814 underlying)

Footnotes (6)

[F1]Consists of vested restricted stock units that were disposed of pursuant to the terms of the Merger Agreement by and among the Company, SS&C Technologies Holdings, Inc. and Arbor Acquisition Corporation in exchange for a cash payment of $44.25 per share on the effective date of the merger. The awards fully vested on the effective date of the merger per the terms of the award agreement.
[F2]Disposed of pursuant to the terms of the Merger Agreement in exchange for a cash payment of $44.25 per share on the effective date of the merger.
[F3]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $449,225, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share. The awards fully vested on the effective date of the merger per the terms of the award agreement.
[F4]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $224,032, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F5]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $227,587, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
[F6]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $139,263, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ADVENT SOFTWARE INC /DE/

CIK 0001002225

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001002225

Filing Metadata

Form type: 4
Filed: Jul 9, 8:00 PM ET
Accepted: Jul 10, 7:09 PM ET
Size: 15.8 KB

View on SEC.gov