ADVENT SOFTWARE INC /DE/ 4
4 · ADVENT SOFTWARE INC /DE/ · Filed Jul 10, 2015
Insider Transaction Report
Form 4
AUKEN WENDELL G VAN III
Director
Transactions
- Disposition to Issuer
Common Stock
2015-07-08$44.25/sh−13,000$575,250→ 0 total(indirect: Dog Hill Partners LP) - Disposition to Issuer
Stock Appreciation Rights
2015-07-08$15.24/sh−9,138$139,263→ 0 totalExercise: $29.01From: 2015-05-07Exp: 2024-05-07→ Common Stock (9,138 underlying) - Deposit Into/Withdrawal From Voting Trust
Common Stock
2015-05-07+1,306→ 2,835 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Common Stock
2015-05-07−1,306→ 0 total - Disposition to Issuer
Common Stock
2015-07-08$44.25/sh−7,336$324,618→ 0 total(indirect: Van Auken PF) - Disposition to Issuer
Common Stock
2015-07-08$44.25/sh−2,835$125,449→ 0 total(indirect: By Trust)
Footnotes (3)
- [F1]Transfer of shares from directly held to indirectly held in Trust
- [F2]Disposed of pursuant to the terms of the Merger Agreement by and among the Company, SS&C Technologies Holdings, Inc. and Arbor Acquisition Corporation in exchange for a cash payment of $44.25 per share on the effective date of the merger.
- [F3]Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $139,263, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.