SWENSON KEVIN C 4
4 · ROCK OF AGES CORP · Filed Jan 20, 2011
Insider Transaction Report
Form 4
SWENSON KEVIN C
10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2011-01-18+1,023,489→ 0 total(indirect: By Trust)→ Class A Common Stock (1,023,489 underlying)
Footnotes (3)
- [F1]The Class B Common Stock was convertible into common stock at any time on a one-for-one basis, and had no expiration date.
- [F2]Disposed of pursuant to the Contribution Agreement dated October 18, 2010 by and between Swenson Granite Company LLC ("Swenson") and the Reporting Person in exchange for privately-held shares of Swenson membership interest having an aggregate fair market value of $5,362,942.20 and $10,374.77 in cash in lieu of the fractional share that would otherwise have been issued. The Contribution Agreement was entered into in connection with the Agreement and Plan of Merger dated October 18, 2010 by and between the Issuer, Swenson, and Granite Acquisition, LLC.
- [F3]Kevin C. Swenson Revocable Trust of 1994.