4//SEC Filing
SWENSON KURT M 4
Accession 0001003297-11-000038
CIK 0000084581other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 5:54 PM ET
Size
18.0 KB
Accession
0001003297-11-000038
Insider Transaction Report
Form 4
SWENSON KURT M
DirectorChairman10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2011-01-18−1,005,000→ 0 total(indirect: By Trust)→ Class A Common Stock (1,005,000 underlying) - Disposition to Issuer
Class A Common Stock
2011-01-18−130,000→ 0 total(indirect: By Trust)
Footnotes (4)
- [F1]Disposed of pursuant to the Contribution Agreement dated October 18, 2010 by and between Swenson Granite Company LLC ("Swenson") and the Reporting Person in exchange for privately-held shares of Swenson membership interest having an aggregate fair market value of $674,928.10 and $7,571.86 in cash in lieu of the fractional share that would otherwise have been issued. The Contribution Agreement was entered into in connection with the Agreement and Plan of Merger dated October 18, 2010 by and between the Issuer, Swenson, and Granite Acquisition, LLC.
- [F2]The Class B Common Stock was convertible into common stock at any time on a one-for-one basis, and had no expiration date.
- [F3]Disposed of pursuant to the Contribution Agreement dated October 18, 2010 by and between Swenson and the Reporting Person in exchange for privately-held shares of Swenson membership interest having an aggregate fair market value of $5,271,735.70 and $4,514.03 in cash in lieu of the fractional share that would otherwise have been issued
- [F4]Kurt M. Swenson Revocable Trust of 2000.
Documents
Issuer
ROCK OF AGES CORP
CIK 0000084581
Entity typeother
Related Parties
1- filerCIK 0001048741
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 5:54 PM ET
- Size
- 18.0 KB