Home/Filings/4/0001003297-11-000041
4//SEC Filing

Hutchins Paul Henry 4

Accession 0001003297-11-000041

CIK 0000084581other

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 5:55 PM ET

Size

19.4 KB

Accession

0001003297-11-000041

Insider Transaction Report

Form 4
Period: 2011-01-19
Hutchins Paul Henry
Vice President Administration
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-01-19$2.62/sh5,000$13,1000 total
    Exercise: $2.63Exp: 2019-02-19Class A Common Stock (5,000 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2011-01-19$5.25/sh12,200$64,0500 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-01-19$2.62/sh5,000$13,1000 total
    Exercise: $2.63Exp: 2018-08-07Class A Common Stock (5,000 underlying)
Footnotes (2)
  • [F1]Upon the effective time of the merger among the Issuer, Swenson Granite LLC, and Granite Acquisition, LLC, this option became fully vested and exercisable and was cancelled in exchange for cash payment of $13,100 representing the difference between the exercise price of the option and the merger consideration of $5.25 per share.
  • [F2]Upon the effective time of the merger among the Issuer, Swenson Granite LLC, and Granite Acquisition, LLC, this option became fully vested and exercisable and was cancelled in exchange for cash payment of $13,100 representing the difference between the exercise price of the option and the merger consideration of $5.25 per share.

Issuer

ROCK OF AGES CORP

CIK 0000084581

Entity typeother

Related Parties

1
  • filerCIK 0001427848

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 5:55 PM ET
Size
19.4 KB