4//SEC Filing
Black Stephanie E. 4
Accession 0001003344-13-000014
CIK 0001003344other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 7:42 PM ET
Size
22.4 KB
Accession
0001003344-13-000014
Insider Transaction Report
Form 4
Black Stephanie E.
President HTI Group
Transactions
- Disposition to Issuer
Common Stock
2013-03-12−3,511→ 13,745 total - Exercise/Conversion
Common Stock
2013-03-12$1.85/sh+13,925$25,761→ 27,670 total - Disposition to Issuer
Common Stock
2013-03-12−2,485→ 25,185 total - Exercise/Conversion
Stock Appreciation Rights
2013-03-12−4,670→ 2,335 totalExercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (4,670 underlying) - Sale
Common Stock
2013-03-12$10.31/sh−13,797$142,200→ 11,388 total - Exercise/Conversion
Stock Appreciation Rights
2013-03-12−7,914→ 0 totalExercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (7,914 underlying) - Exercise/Conversion
Common Stock
2013-03-12$3.81/sh+4,670$17,793→ 11,058 total - Exercise/Conversion
Common Stock
2013-03-12$4.60/sh+7,914$36,404→ 17,256 total - Exercise/Conversion
Stock Appreciation Rights
2013-03-12−13,925→ 27,848 totalExercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (13,925 underlying) - Disposition to Issuer
Common Stock
2013-03-12−1,716→ 9,342 total
Issuer
HEADWATERS INC
CIK 0001003344
Entity typeother
Related Parties
1- filerCIK 0001541874
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 7:42 PM ET
- Size
- 22.4 KB