Ulmer David S. 4
4 · HEADWATERS INC · Filed Mar 12, 2013
Insider Transaction Report
Form 4
Ulmer David S.
President Tapco
Transactions
- Exercise/Conversion
Stock Appreciation Rights
2013-03-12−13,821→ 0 totalExercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (13,821 underlying) - Disposition to Issuer
Common Stock
2013-03-12−5,741→ 8,493 total - Exercise/Conversion
Stock Appreciation Rights
2013-03-12−6,287→ 3,144 totalExercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (6,287 underlying) - Exercise/Conversion
Common Stock
2013-03-12$3.81/sh+6,287$23,953→ 14,780 total - Exercise/Conversion
Common Stock
2013-03-12$1.85/sh+32,581$60,275→ 61,182 total - Disposition to Issuer
Common Stock
2013-03-12−6,055→ 14,234 total - Exercise/Conversion
Common Stock
2013-03-12$4.60/sh+13,821$63,577→ 28,601 total - Sale
Common Stock
2013-03-12$10.29/sh−38,611$397,311→ 22,571 total - Disposition to Issuer
Common Stock
2013-03-12−2,282→ 20,289 total - Exercise/Conversion
Stock Appreciation Rights
2013-03-12−32,581→ 65,160 totalExercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (32,581 underlying)