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4//SEC Filing

Ulmer David S. 4

Accession 0001003344-13-000015

CIK 0001003344other

View on SEC.gov Company Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 7:42 PM ET

Size

22.4 KB

Accession

0001003344-13-000015

Insider Transaction Report

Form 4

Period: 2013-03-12

HEADWATERS INCHW

President Tapco

Transactions

Exercise/Conversion
Stock Appreciation Rights
2013-03-12−13,821→ 0 total
Exercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (13,821 underlying)
Disposition to Issuer
Common Stock
2013-03-12−5,741→ 8,493 total
Exercise/Conversion
Stock Appreciation Rights
2013-03-12−6,287→ 3,144 total
Exercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (6,287 underlying)
Exercise/Conversion
Common Stock
2013-03-12$3.81/sh+6,287$23,953→ 14,780 total
Exercise/Conversion
Common Stock
2013-03-12$1.85/sh+32,581$60,275→ 61,182 total
Disposition to Issuer
Common Stock
2013-03-12−6,055→ 14,234 total
Exercise/Conversion
Common Stock
2013-03-12$4.60/sh+13,821$63,577→ 28,601 total
Sale
Common Stock
2013-03-12$10.29/sh−38,611$397,311→ 22,571 total
Disposition to Issuer
Common Stock
2013-03-12−2,282→ 20,289 total
Exercise/Conversion
Stock Appreciation Rights
2013-03-12−32,581→ 65,160 total
Exercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (32,581 underlying)

Documents

2 files

Issuer

HEADWATERS INC

CIK 0001003344

Entity typeother

Related Parties

1

filerCIK 0001542852

Filing Metadata

Form type: 4
Filed: Mar 11, 8:00 PM ET
Accepted: Mar 12, 7:42 PM ET
Size: 22.4 KB

View on SEC.gov