Home/Filings/4/0001003344-15-000061
4//SEC Filing

HEADWATERS INC 4

Accession 0001003344-15-000061

CIK 0001003344operating

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 7:17 PM ET

Size

8.3 KB

Accession

0001003344-15-000061

Insider Transaction Report

Form 4
Period: 2015-11-04
HATFIELD HARLAN M
General Counsel
Transactions
  • Award

    Restricted Stock

    2015-11-04+5,48258,516 total
  • Sale

    Restricted Stock

    2015-11-05$17.79/sh2,788$49,59155,728 total
  • Award

    Stock Appreciation Rights

    2015-11-04+10,42210,422 total
    Exercise: $17.83From: 2016-09-30Exp: 2025-09-30Common Stock (10,422 underlying)
Footnotes (2)
  • [F1]Vesting pro rata yearly for a period of 3 years on September 30th, subject to performance condition.
  • [F2]Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards.

Issuer

HEADWATERS INC

CIK 0001003344

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001003344

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 7:17 PM ET
Size
8.3 KB