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4//SEC Filing

HEADWATERS INC 4

Accession 0001003344-16-000104

CIK 0001003344operating

View on SEC.gov Company Profile

Filed

Aug 15, 8:00 PM ET

Accepted

Aug 16, 5:16 PM ET

Size

20.4 KB

Accession

0001003344-16-000104

Insider Transaction Report

Form 4

Period: 2016-08-15

HEADWATERS INCHW

Whisnant Bob L.

President HCM, Block Group

Transactions

Exercise/Conversion
Common Stock
2016-08-15$13.57/sh+2,762$37,480→ 8,808 total
Exercise/Conversion
Common Stock
2016-08-15$9.84/sh+4,382$43,119→ 13,190 total
Exercise/Conversion
Stock Appreciation Rights
2016-08-15−8,656→ 0 total
Exercise: $9.84From: 2009-09-30Exp: 2018-09-30→ Common Stock (8,656 underlying)
Exercise/Conversion
Stock Appreciation Rights
2016-08-15−19,945→ 0 total
Exercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (19,945 underlying)
Exercise/Conversion
Common Stock
2016-08-15$4.60/sh+9,614$44,224→ 22,804 total
Exercise/Conversion
Common Stock
2016-08-15$3.81/sh+16,132$61,463→ 38,936 total
Exercise/Conversion
Stock Appreciation Rights
2016-08-15−12,500→ 0 total
Exercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (12,500 underlying)
Exercise/Conversion
Stock Appreciation Rights
2016-08-15−8,656→ 0 total
Exercise: $13.57From: 2008-09-30Exp: 2017-09-30→ Common Stock (8,656 underlying)

Documents

2 files

Issuer

HEADWATERS INC

CIK 0001003344

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001003344

Filing Metadata

Form type: 4
Filed: Aug 15, 8:00 PM ET
Accepted: Aug 16, 5:16 PM ET
Size: 20.4 KB

View on SEC.gov