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HEADWATERS INC·4

Aug 16, 5:16 PM ET

HEADWATERS INC 4

4 · HEADWATERS INC · Filed Aug 16, 2016

Insider Transaction Report

Form 4
Period: 2016-08-15
HEADWATERS INCHW
Whisnant Bob L.
President HCM, Block Group
Transactions
  • Exercise/Conversion

    Common Stock

    2016-08-15$13.57/sh+2,762$37,480→ 8,808 total
  • Exercise/Conversion

    Common Stock

    2016-08-15$9.84/sh+4,382$43,119→ 13,190 total
  • Exercise/Conversion

    Stock Appreciation Rights

    2016-08-15−8,656→ 0 total
    Exercise: $9.84From: 2009-09-30Exp: 2018-09-30→ Common Stock (8,656 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights

    2016-08-15−19,945→ 0 total
    Exercise: $3.81From: 2011-09-30Exp: 2020-09-30→ Common Stock (19,945 underlying)
  • Exercise/Conversion

    Common Stock

    2016-08-15$4.60/sh+9,614$44,224→ 22,804 total
  • Exercise/Conversion

    Common Stock

    2016-08-15$3.81/sh+16,132$61,463→ 38,936 total
  • Exercise/Conversion

    Stock Appreciation Rights

    2016-08-15−12,500→ 0 total
    Exercise: $4.60From: 2010-09-30Exp: 2019-09-30→ Common Stock (12,500 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights

    2016-08-15−8,656→ 0 total
    Exercise: $13.57From: 2008-09-30Exp: 2017-09-30→ Common Stock (8,656 underlying)

Documents

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