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4//SEC Filing

HEADWATERS INC 4

Accession 0001003344-16-000119

CIK 0001003344operating
View on SEC.govCompany Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 6:09 PM ET

Size

11.9 KB

Accession

0001003344-16-000119

Insider Transaction Report

Form 4
Period: 2016-12-07
HEADWATERS INCHW
BENSON KIRK A
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2016-12-07$1.85/sh+433,219$801,455→ 1,308,212 total
  • Gift

    Common Stock

    2016-12-07−25,000→ 874,993 total
  • Exercise/Conversion

    Common Stock

    2016-12-07$13.57/sh+83,126$1,128,020→ 1,391,338 total
  • Exercise/Conversion

    Stock Appreciation Rights

    2016-12-07−470,000→ 0 total
    Exercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (470,000 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights

    2016-12-07−195,144→ 0 total
    Exercise: $13.57From: 2008-09-30Exp: 2017-09-30→ Common Stock (195,144 underlying)
Holdings

  • Common Stock

    (indirect: by Corporation)
    300,000

Documents

1 file

Issuer

HEADWATERS INC

CIK 0001003344

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001003344

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 6:09 PM ET
Size
11.9 KB
View on SEC.gov