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HEADWATERS INC·4

Dec 7, 6:09 PM ET

HEADWATERS INC 4

4 · HEADWATERS INC · Filed Dec 7, 2016

Insider Transaction Report

Form 4

Period: 2016-12-07

HEADWATERS INCHW

DirectorChief Executive Officer

Transactions

Exercise/Conversion
Common Stock
2016-12-07$1.85/sh+433,219$801,455→ 1,308,212 total
Gift
Common Stock
2016-12-07−25,000→ 874,993 total
Exercise/Conversion
Common Stock
2016-12-07$13.57/sh+83,126$1,128,020→ 1,391,338 total
Exercise/Conversion
Stock Appreciation Rights
2016-12-07−470,000→ 0 total
Exercise: $1.85From: 2012-09-30Exp: 2021-09-30→ Common Stock (470,000 underlying)
Exercise/Conversion
Stock Appreciation Rights
2016-12-07−195,144→ 0 total
Exercise: $13.57From: 2008-09-30Exp: 2017-09-30→ Common Stock (195,144 underlying)

Holdings

Common Stock
(indirect: by Corporation)
300,000

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT