HEADWATERS INC|4Dec 15, 2:52 PM ET

HEADWATERS INC 4

4 · HEADWATERS INC · Filed Dec 15, 2016

Form 4

Period: 2016-12-14

President Stone Group

Transactions

Exercise/Conversion
Common Stock
2016-12-14$9.19/sh+6,293$57,833→ 6,293 total
Exercise/Conversion
Common Stock
2016-12-14$13.57/sh+9,152$124,193→ 27,980 total
Exercise/Conversion
Common Stock
2016-12-14$9.84/sh+12,535$123,344→ 18,828 total
Exercise/Conversion
Common Stock
2016-12-14$6.79/sh+13,784$93,593→ 41,764 total
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−19,332→ 0 total
Exercise: $6.79From: 2013-09-30Exp: 2022-09-30→ Common Stock (19,332 underlying)
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−21,461→ 0 total
Exercise: $13.57From: 2008-09-30Exp: 2017-09-30→ Common Stock (21,461 underlying)
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−21,461→ 0 total
Exercise: $9.84From: 2009-09-30Exp: 2018-09-30→ Common Stock (21,461 underlying)
Sale
Common Stock
2016-12-15$23.64/sh−11,475$271,232→ 30,289 total
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−10,291→ 0 total
Exercise: $9.19From: 2014-09-30Exp: 2023-09-30→ Common Stock (10,291 underlying)

Documents

2 files