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HEADWATERS INC 4

Accession 0001003344-16-000130

CIK 0001003344operating

View on SEC.gov Company Profile

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 2:52 PM ET

Size

21.8 KB

Accession

0001003344-16-000130

Insider Transaction Report

Form 4

Period: 2016-12-14

HEADWATERS INCHW

President Stone Group

Transactions

Exercise/Conversion
Common Stock
2016-12-14$9.19/sh+6,293$57,833→ 6,293 total
Exercise/Conversion
Common Stock
2016-12-14$13.57/sh+9,152$124,193→ 27,980 total
Exercise/Conversion
Common Stock
2016-12-14$9.84/sh+12,535$123,344→ 18,828 total
Exercise/Conversion
Common Stock
2016-12-14$6.79/sh+13,784$93,593→ 41,764 total
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−19,332→ 0 total
Exercise: $6.79From: 2013-09-30Exp: 2022-09-30→ Common Stock (19,332 underlying)
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−21,461→ 0 total
Exercise: $13.57From: 2008-09-30Exp: 2017-09-30→ Common Stock (21,461 underlying)
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−21,461→ 0 total
Exercise: $9.84From: 2009-09-30Exp: 2018-09-30→ Common Stock (21,461 underlying)
Sale
Common Stock
2016-12-15$23.64/sh−11,475$271,232→ 30,289 total
Exercise/Conversion
Stock Appreciation Rights
2016-12-14−10,291→ 0 total
Exercise: $9.19From: 2014-09-30Exp: 2023-09-30→ Common Stock (10,291 underlying)

Documents

2 files

Issuer

HEADWATERS INC

CIK 0001003344

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001003344

Filing Metadata

Form type: 4
Filed: Dec 14, 7:00 PM ET
Accepted: Dec 15, 2:52 PM ET
Size: 21.8 KB

View on SEC.gov