AFFILIATED MANAGERS GROUP, INC.·4

Mar 9, 6:16 PM ET

Padiyar Kavita 4

4 · AFFILIATED MANAGERS GROUP, INC. · Filed Mar 9, 2026

Research Summary

AI-generated summary of this filing

Updated

Affiliated Managers Group (AMG) GC Kavita Padiyar Sells 2,200 Shares

What Happened
Kavita Padiyar, General Counsel & Corporate Secretary of Affiliated Managers Group (AMG), reported exercising/receiving vested equity and then selling shares. On 2026-03-05 awards and derivative conversions vested (acquisitions reported), with 2,282 shares automatically surrendered to the company to satisfy tax withholding at $299.18/share ($682,729). On 2026-03-09 she sold 2,200 shares in the open market at a weighted average price of $278.24 for approximately $612,128.

Key Details

  • Transaction dates and amounts:
    • 2026-03-05: Awards/derivative exercise reported (acquisitions of award/converted shares; exercise price reported $0).
    • 2026-03-05: Automatic surrender of 2,282 shares for tax withholding at $299.18/share = $682,729 (coded F: tax withholding).
    • 2026-03-09: Open-market sale of 2,200 shares at weighted avg $278.24 = $612,128 (individual sale prices ranged $278.00–$278.51 per footnote).
  • Awards/derivatives involved: filings show exercise/conversion of 2,288 derivative units and awards of 2,426 and 1,191 shares (vested per footnotes).
  • Vesting and plan details: Awards reflect vesting of previously reported awards (vesting window 2023–2029) and one award subject to future installments (vests in four equal installments on March 5 of 2027–2030).
  • Filing timeliness: Form 4 filed 2026-03-09; transactions dated 2026-03-05 and 2026-03-09 — filing is timely per SEC two-business-day rule.
  • Post-transaction ownership: The filing excerpt provided does not state total shares owned following these transactions.

Context

  • This sequence indicates a vesting/exercise event followed by automatic share surrender to cover tax withholding (common) and an open-market sale of remaining shares. In plain terms: options/awards vested or were converted into shares, some shares were used to pay taxes, and some shares were sold on the open market. These are routine insider equity-management actions and do not, by themselves, indicate the insider’s view of the company’s outlook.

Insider Transaction Report

Form 4
Period: 2026-03-05
Padiyar Kavita
General Counsel & Corp. Sec.
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-03-05+2,28844,728 total
  • Award

    Common Stock

    [F2]
    2026-03-05+2,42647,154 total
  • Tax Payment

    Common Stock

    [F3]
    2026-03-05$299.18/sh2,282$682,72944,872 total
  • Sale

    Common Stock

    [F4]
    2026-03-09$278.24/sh2,200$612,12842,672 total
  • Exercise/Conversion

    Stock Units

    [F1]
    2026-03-052,2882,670 total
    Common Stock (2,288 underlying)
  • Award

    Stock Units

    [F5]
    2026-03-05+1,1911,191 total
    Common Stock (1,191 underlying)
Footnotes (5)
  • [F1]Reflects the vesting of previously reported awards. Awards vest 2023-2029.
  • [F2]Award granted in March 2023, which settled following the achievement of performance conditions previously described in the Company's annual meeting proxy statements.
  • [F3]Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the awards described above.
  • [F4]The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $278.00 to $278.51. Specific transaction details will be provided to the SEC upon request.
  • [F5]The award, issued under the Company's 2020 Equity Incentive Plan, vests in four equal installments on each of March 5, 2027, 2028, 2029, and 2030.
Signature
/s/ Kavita Padiyar|2026-03-09

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT