Home/Filings/4/0001004980-04-000220
4//SEC Filing

SMITH GORDON R 4

Accession 0001004980-04-000220

CIK 0001004980other

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 4:50 PM ET

Size

38.2 KB

Accession

0001004980-04-000220

Insider Transaction Report

Form 4
Period: 2004-09-08
SMITH GORDON R
Senior Vice President
Transactions
  • Sale

    Common Stock

    2004-09-08$29.01/sh19,800$574,398170,590 total
  • Sale

    Common Stock

    2004-09-08$29.11/sh1,700$49,48712,390 total
  • Sale

    Common Stock

    2004-09-08$29.05/sh63,500$1,844,67519,690 total
  • Exercise/Conversion

    Common Stock

    2004-09-08$23.00/sh+50,000$1,150,00062,390 total
  • Exercise/Conversion

    Common Stock

    2004-09-08$19.81/sh+212,600$4,211,606224,990 total
  • Sale

    Common Stock

    2004-09-08$29.04/sh24,800$720,19283,190 total
  • Sale

    Common Stock

    2004-09-08$29.08/sh9,600$279,16829,023 total
  • Sale

    Common Stock

    2004-09-08$29.06/sh8,400$244,10449,323 total
  • Sale

    Common Stock

    2004-09-08$29.00/sh34,600$1,003,400190,390 total
  • Sale

    Common Stock

    2004-09-08$29.00/sh50,000$1,450,00012,390 total
  • Sale

    Common Stock

    2004-09-08$29.03/sh12,800$371,584107,990 total
  • Exercise/Conversion

    Common Stock

    2004-09-08$16.01/sh+45,333$725,78157,723 total
  • Sale

    Common Stock

    2004-09-08$29.07/sh10,700$311,04938,623 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2004-09-08212,6000 total
    Exercise: $19.81Exp: 2010-01-04Common Stock (212,600 underlying)
  • Sale

    Common Stock

    2004-09-08$29.02/sh49,800$1,445,196120,790 total
  • Sale

    Common Stock

    2004-09-08$29.09/sh11,633$338,40417,390 total
  • Sale

    Common Stock

    2004-09-08$29.06/sh7,300$212,13812,390 total
  • Sale

    Common Stock

    2004-09-08$29.10/sh3,300$96,03014,090 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2004-09-0850,0000 total
    Exercise: $23.00Exp: 2007-05-22Common Stock (50,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2004-09-0845,33345,333 total
    Exercise: $16.01From: 2004-08-15Exp: 2011-08-16Common Stock (45,333 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    70,321
  • Common Stock

    (indirect: By Trust)
    27,584.45
Footnotes (5)
  • [F1]Includes 8,506 Special Incentive Stock Ownership Premiums (SISOPs) (phantom stock) awarded pursuant to the PG&E Corporation Executive Stock Ownership Program. SISOPs vest three years after the date of grant subject to accelerated vesting upon certain events. Unvested SISOPs are subject to forfeiture if certain stock ownership targets are not met. Vested SISOPs are automatically payable in an equal number of shares following termination of employment.
  • [F2]The reporting person disclaims beneficial ownership of 3,884 shares included in this total. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any purchase.
  • [F3]Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. Holdings have been trued up to conform to RSP balance at September 8, 2004.
  • [F4]The option vested in three installments on May 21, 1999, 2000, and 2001.
  • [F5]The option vested in three installments on January 3, 2002, 2003, and 2004.

Issuer

PG&E CORP

CIK 0001004980

Entity typeother

Related Parties

1
  • filerCIK 0001188507

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:50 PM ET
Size
38.2 KB