Home/Filings/4/0001004980-05-000037
4//SEC Filing

SMITH GORDON R 4

Accession 0001004980-05-000037

CIK 0001004980other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 5:00 PM ET

Size

24.1 KB

Accession

0001004980-05-000037

Insider Transaction Report

Form 4
Period: 2005-01-03
SMITH GORDON R
Senior Vice President
Transactions
  • Sale

    Common Stock

    2005-01-03$33.24/sh3,800$126,31257,406 total(indirect: By Trust)
  • Award

    Stock Option (Right to Buy)

    2005-01-03+69,55069,550 total
    Exercise: $33.02Exp: 2015-01-04Common Stock (69,550 underlying)
  • Sale

    Common Stock

    2005-01-03$33.26/sh515$17,12961,506 total(indirect: By Trust)
  • Disposition to Issuer

    Common Stock

    2005-01-033,22948,704 total(indirect: By Trust)
  • Sale

    Common Stock

    2005-01-03$33.32/sh3,900$129,94866,421 total(indirect: By Trust)
  • Sale

    Common Stock

    2005-01-03$33.27/sh2,400$79,84862,021 total(indirect: By Trust)
  • Award

    Common Stock

    2005-01-03+16,03028,420 total
  • Sale

    Common Stock

    2005-01-03$33.30/sh1,100$36,63065,321 total(indirect: By Trust)
  • Sale

    Common Stock

    2005-01-03$33.28/sh900$29,95264,421 total(indirect: By Trust)
  • Sale

    Common Stock

    2005-01-03$33.25/sh300$9,97561,206 total(indirect: By Trust)
  • Sale

    Common Stock

    2005-01-03$33.15/sh5,473$181,43051,933 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Trust)
    27,485.01
Footnotes (7)
  • [F1]Restricted shares granted under the PG&E Corporation Long-Term Incentive Program.
  • [F2]Includes 8,506 Special Incentive Stock Ownership Premiums (SISOPs) (phantom stock) awarded pursuant to the PG&E Corporation Executive Stock Ownership Program. SISOPs vest three years after the date of grant subject to accelerated vesting upon certain events. Unvested SISOPs are subject to forfeiture if certain stock ownership targets are not met. Vested SISOPs are automatically payable in an equal number of shares following termination of employment.
  • [F3]The reporting person disclaims beneficial ownership of 3,884 shares included in this total. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any purchase.
  • [F4]Transaction pursuant to reporting person's Rule 10b5-1 instruction.
  • [F5]Forfeiture of a portion of 2003 restricted stock award pursuant to terms of reporting person's 2003 Restricted Stock Award Agreement.
  • [F6]Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. Holdings have been trued up to conform to RSP balance at January 3, 2005.
  • [F7]25% of the options may be exercised on the first anniversary date of the grant, 50% on or after the second anniversary, 75% on or after the third anniversary, and 100% on or after the fourth anniversary of the date of grant.

Issuer

PG&E CORP

CIK 0001004980

Entity typeother

Related Parties

1
  • filerCIK 0001188507

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:00 PM ET
Size
24.1 KB