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ASTA FUNDING INC·4

Dec 4, 1:46 PM ET

HERMAN MITCHELL 4

4 · ASTA FUNDING INC · Filed Dec 4, 2003

Insider Transaction Report

Form 4
Period: 2003-12-03
ASTA FUNDING INCASFI
HERMAN MITCHELL
DirectorChief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2003-12-03$14.05/sh+13,333$187,329→ 60,274 total
  • Exercise/Conversion

    Common Stock

    2003-12-03$9.45/sh+6,667$63,003→ 44,941 total
  • Exercise/Conversion

    Common Stock

    2003-12-03$11.92/sh+2,000$23,840→ 46,941 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2003-12-03−6,667→ 13,333 total
    Exercise: $9.45Exp: 2012-11-02→ Common Stock (6,667 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-12-03−2,000→ 1,000 total
    Exercise: $11.92Exp: 2011-11-14→ Common Stock (2,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2003-12-03−13,333→ 6,667 total
    Exercise: $14.05Exp: 2012-05-16→ Common Stock (13,333 underlying)
Holdings

  • Common Stock

    (indirect: By daughter)
    8,500
Footnotes (3)
  • [F1]This stock option vests in three equal annual installments beginning on November 2, 2003.
  • [F2]This stock option vests in three equal annual installments beginning on November 14, 2002.
  • [F3]This stock option vests in three equal annual installments beginning on the date of grant.

Documents

1 file
  • 4
    e3711_ex.xmlPrimary