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4//SEC Filing

HERMAN MITCHELL 4

Accession 0001005150-03-001880

CIK 0001001258other

View on SEC.gov Company Profile

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 1:46 PM ET

Size

12.7 KB

Accession

0001005150-03-001880

Insider Transaction Report

Form 4

Period: 2003-12-03

ASTA FUNDING INCASFI

HERMAN MITCHELL

DirectorChief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2003-12-03$14.05/sh+13,333$187,329→ 60,274 total
Exercise/Conversion
Common Stock
2003-12-03$9.45/sh+6,667$63,003→ 44,941 total
Exercise/Conversion
Common Stock
2003-12-03$11.92/sh+2,000$23,840→ 46,941 total
Exercise/Conversion
Stock Option (right to buy)
2003-12-03−6,667→ 13,333 total
Exercise: $9.45Exp: 2012-11-02→ Common Stock (6,667 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2003-12-03−2,000→ 1,000 total
Exercise: $11.92Exp: 2011-11-14→ Common Stock (2,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2003-12-03−13,333→ 6,667 total
Exercise: $14.05Exp: 2012-05-16→ Common Stock (13,333 underlying)

Holdings

Common Stock
(indirect: By daughter)
8,500

Footnotes (3)

[F1]This stock option vests in three equal annual installments beginning on November 2, 2003.
[F2]This stock option vests in three equal annual installments beginning on November 14, 2002.
[F3]This stock option vests in three equal annual installments beginning on the date of grant.

Documents

1 file

4
e3711_ex.xmlPrimary

Issuer

ASTA FUNDING INC

CIK 0001001258

Entity typeother

Related Parties

1

filerCIK 0001186975

Filing Metadata

Form type: 4
Filed: Dec 3, 7:00 PM ET
Accepted: Dec 4, 1:46 PM ET
Size: 12.7 KB

View on SEC.gov