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4//SEC Filing

COLUMBUS MCKINNON CORP 4

Accession 0001005229-11-000055

$CMCOCIK 0001005229operating
View on SEC.govCompany Profile

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 2:50 PM ET

Size

62.5 KB

Accession

0001005229-11-000055

Insider Transaction Report

Form 4
Period: 2011-08-01
COLUMBUS MCKINNON CORPCMCO
HOWARD KAREN L
VP-Finance & CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2011-08-01$10.00/sh+6,500$65,000→ 67,463 total
  • Sale

    Common Stock

    2011-08-01$16.25/sh−700$11,375→ 75,263 total
  • Sale

    Common Stock

    2011-08-01$16.33/sh−1,500$24,495→ 70,063 total
  • Sale

    Common Stock

    2011-08-01$16.36/sh−500$8,180→ 68,063 total
  • Exercise/Conversion

    Common Stock

    2011-08-01$10.00/sh+8,500$85,000→ 75,963 total
  • Sale

    Common Stock

    2011-08-01$16.28/sh−600$9,768→ 74,163 total
  • Sale

    Common Stock

    2011-08-01$16.34/sh−500$8,170→ 69,563 total
  • Sale

    Common Stock

    2011-08-01$16.63/sh−100$1,663→ 66,162 total
  • Exercise/Conversion

    Incentive Stock Options (Right to Buy)

    2011-08-01+6,500→ 0 total
    Exercise: $10.00From: 2002-08-20Exp: 2011-08-19→ Common Stock (6,500 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Options (Right to Buy)

    2011-08-01+8,500→ 0 total
    Exercise: $10.00From: 2002-08-20Exp: 2011-08-19→ Common Stock (8,500 underlying)
  • Sale

    Common Stock

    2011-08-01$16.40/sh−200$3,280→ 67,273 total
  • Sale

    Common Stock

    2011-08-01$16.45/sh−200$3,290→ 66,868 total
  • Sale

    Common Stock

    2011-08-01$16.31/sh−1,700$27,727→ 72,163 total
  • Sale

    Common Stock

    2011-08-01$16.37/sh−300$4,911→ 67,763 total
  • Sale

    Common Stock

    2011-08-01$16.38/sh−90$1,474→ 67,673 total
  • Sale

    Common Stock

    2011-08-01$16.39/sh−200$3,278→ 67,473 total
  • Sale

    Common Stock

    2011-08-01$16.41/sh−100$1,641→ 67,173 total
  • Sale

    Common Stock

    2011-08-01$16.43/sh−5$82→ 67,068 total
  • Sale

    Common Stock

    2011-08-01$16.61/sh−401$6,661→ 66,362 total
  • Sale

    Common Stock

    2011-08-01$16.62/sh−100$1,662→ 66,262 total
  • Sale

    Common Stock

    2011-08-01$16.64/sh−100$1,664→ 66,062 total
  • Sale

    Common Stock

    2011-08-01$16.26/sh−500$8,130→ 74,763 total
  • Sale

    Common Stock

    2011-08-01$16.30/sh−300$4,890→ 73,863 total
  • Sale

    Common Stock

    2011-08-01$16.32/sh−300$4,895→ 71,863 total
  • Sale

    Common Stock

    2011-08-01$16.32/sh−300$4,896→ 71,563 total
  • Sale

    Common Stock

    2011-08-01$16.35/sh−1,000$16,350→ 68,563 total
  • Sale

    Common Stock

    2011-08-01$16.42/sh−100$1,642→ 67,073 total
  • Sale

    Common Stock

    2011-08-01$16.47/sh−5$82→ 66,863 total
  • Sale

    Common Stock

    2011-08-01$16.60/sh−100$1,660→ 66,763 total
Holdings

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $19.50From: 2011-05-23Exp: 2021-05-22→ Common Stock (7,597 underlying)
    7,597

  • Common Stock

    2,778.216

  • Incentive Stock Options (Right to Buy)

    Exercise: $5.46From: 2005-05-17Exp: 2014-05-16→ Common Stock (20,000 underlying)
    20,000

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (11,063 underlying)
    11,063

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (8,129 underlying)
    8,129

  • Common Stock

    60,963

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (3,380 underlying)
    3,380

  • Common Stock

    (indirect: By Trust)
    598,222.876
Footnotes (9)
  • [F1]Includes 11,375 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 1,189 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 3,209 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 4,024 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  • [F2]Sale of shares pursuant to 10b5-1 Plan.
  • [F3]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP") (incorrectly reported as 2,775.1667 on previous Form 4).
  • [F4]Incorrectly reported as 598,225.9256 on previous Form 4.
  • [F5]All exercisable, subject to IRS limitations.
  • [F6]Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
  • [F7]Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
  • [F8]Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
  • [F9]Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.

Documents

2 files

Issuer

COLUMBUS MCKINNON CORP

CIK 0001005229

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005229

Filing Metadata

Form type
4
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 2:50 PM ET
Size
62.5 KB
View on SEC.gov