4//SEC Filing
COLUMBUS MCKINNON CORP 4
Accession 0001005229-11-000056
$CMCOCIK 0001005229operating
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 2:51 PM ET
Size
23.3 KB
Accession
0001005229-11-000056
Insider Transaction Report
Form 4
HOWARD KAREN L
VP-Finance & CFO
Transactions
- Sale
Common Stock
2011-08-01$16.64/sh−100$1,664→ 65,962 total - Sale
Common Stock
2011-08-01$16.65/sh−1,299$21,628→ 64,663 total - Sale
Common Stock
2011-08-01$16.68/sh−100$1,668→ 64,563 total - Sale
Common Stock
2011-08-01$16.77/sh−100$1,677→ 64,463 total
Holdings
- 2,778.216
Common Stock
- 11,063
Non-Qualified Stock Options (Right to Buy)
Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (11,063 underlying) - 66,062
Common Stock
- 3,380
Non-Qualified Stock Options (Right to Buy)
Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (3,380 underlying) - 8,129
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (8,129 underlying) - 7,597
Non-Qualified Stock Options (Right to Buy)
Exercise: $19.50From: 2011-05-23Exp: 2021-05-22→ Common Stock (7,597 underlying) - 598,222.876(indirect: By Trust)
Common Stock
- 20,000
Incentive Stock Options (Right to Buy)
Exercise: $5.46From: 2005-05-17Exp: 2014-05-16→ Common Stock (20,000 underlying)
Footnotes (8)
- [F1]Includes 11,375 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 2,953 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 1,189 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, 3,209 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, and the remaining 4,024 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- [F2]Sale of shares pursuant to 10b5-1 Plan.
- [F3]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- [F4]All exercisable, subject to IRS limitations.
- [F5]Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- [F6]Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
- [F7]Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- [F8]Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010; options become exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
Documents
Issuer
COLUMBUS MCKINNON CORP
CIK 0001005229
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001005229
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 2:51 PM ET
- Size
- 23.3 KB