Home/Filings/4/0001005229-17-000056
4//SEC Filing

COLUMBUS MCKINNON CORP 4

Accession 0001005229-17-000056

$CMCOCIK 0001005229operating

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 4:08 PM ET

Size

20.9 KB

Accession

0001005229-17-000056

Insider Transaction Report

Form 4
Period: 2017-02-28
TEVENS TIMOTHY T
DirectorPresident & CEO
Transactions
  • Tax Payment

    Common Stock

    2017-02-2822,317.96293,536 total
Holdings
  • Common Stock

    315,853.96
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $18.24From: 2011-05-17Exp: 2020-05-16Common Stock (33,190 underlying)
    33,190
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $19.50From: 2011-05-23Exp: 2021-05-22Common Stock (31,902 underlying)
    31,902
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $13.43From: 2013-05-21Exp: 2022-02-28Common Stock (53,568 underlying)
    53,568
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $27.12From: 2015-05-19Exp: 2022-02-28Common Stcok (38,938 underlying)
    38,938
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $15.16From: 2017-05-23Exp: 2022-02-28Common Stock (86,551 underlying)
    86,551
  • Common Stcok

    6,223
  • Common Stock

    (indirect: By Spouse)
    7,000
  • Incentive Stock Options (Right to Buy)

    Exercise: $28.45From: 2009-05-19Exp: 2018-05-18Common Stock (8,770 underlying)
    8,770
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $13.27From: 2010-05-18Exp: 2019-05-17Common Stock (45,172 underlying)
    45,172
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $18.95From: 2014-05-20Exp: 2022-02-28Common Stock (44,689 underlying)
    44,689
  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $24.94From: 2016-05-16Exp: 2022-02-28Common Stock (48,847 underlying)
    48,847
Footnotes (13)
  • [F1]The previously reported total of 315,853.9546 was adjusted by .0054. The new total of 315,853.96 includes 54,022.96 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 5,417.2580 shares become fully vested and non-forfeitable on 5/20/2017; 7,847.5790 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2017; 12,919.1746 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/18/2017; and the remaining 27,838.9484 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/23/2017, if reporting person remains an employee of issuer.
  • [F10]Previously reported as 05/17/2025 and upon reporting persons retirement on February 28, 2017, the expiration date became 02/28/2022.
  • [F11]Reporting persons retired on February 28, 2016 and these options will continue to be exercisable 25% per year for four years beginning 5/18/2016.
  • [F12]Previously reported as 05/22/2026 and upon reporting persons retirement on February 28, 2017, the expiration date became 02/28/2022.
  • [F13]Reporting persons retired on February 28, 2016 and these options will continue to be exercisable 25% per year for four years beginning 5/23/2017.
  • [F2]54,022.96 restricted stock units became fully vested on reporting persons retirement on February 28, 2017, of which 22,311.00 shares were withheld to satisfy tax withholding obligations and 6.96 shares were issued in cash of $180.20.
  • [F3]Represents shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  • [F4]Fully exercisable, subject to IRS limitations.
  • [F5]Previously reported as 05/20/2022 and upon reporting persons retirement on February 28, 2017, the expiration date became 02/28/2022.
  • [F6]Previously reported as 05/20/2023 and upon reporting persons retirement on February 28, 2017, the expiration date became 02/28/2022.
  • [F7]Reporting persons retired on February 28, 2016 and these options will continue to be exercisable 25% per year for four years beginning 5/20/2014.
  • [F8]Previously reported as 05/19/2024 and upon reporting persons retirement on February 28, 2017, the expiration date became 02/28/2022.
  • [F9]Reporting persons retired on February 28, 2016 and these options will continue to be exercisable 25% per year for four years beginning 5/19/2015.

Issuer

COLUMBUS MCKINNON CORP

CIK 0001005229

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005229

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 4:08 PM ET
Size
20.9 KB