4//SEC Filing
ROYER STEPHEN D 4
Accession 0001005477-03-003231
CIK 0001122904other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 1:27 PM ET
Size
14.4 KB
Accession
0001005477-03-003231
Insider Transaction Report
Form 4
NETGEAR INCNTGR
ROYER STEPHEN D
Director10% Owner
Transactions
- Exercise of In-Money
Warrant (right to buy)
2003-08-04−218,750→ 0 total(indirect: See)Exercise: $1.29Exp: 2003-08-04→ Common Stock (198,593 underlying) - Conversion
Series A Preferred Stock
2003-08-04−2,068,809(indirect: See)→ Common Stock (2,068,809 underlying) - Conversion
Common Stock
2003-08-04+4,597,501→ 4,597,501 total(indirect: See) - Exercise of In-Money
Common Stock
2003-08-04$1.29/sh+198,593$256,185→ 198,593 total(indirect: See) - Conversion
Series C Preferred Stock
2003-08-04−2,528,692→ 0 total(indirect: See)→ Common Stock (2,528,692 underlying)
Footnotes (7)
- [F1]Upon the closing of the Issuer's initial public offering on August 4, 2003, each share of Series A and Series C Preferred Stock referenced in Table II was automatically converted into one share of Issuer common stock (the "Shares").
- [F2]Directly owned by Shamrock Capital Growth Fund, L.P. ("SCGF"). Shamrock Capital Partners, L.L.C. ("Shamrock Capital Partners") is the General Partner of SCGF. The reporting person is Executive Vice President and a member of Shamrock Capital Partners and may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), to be the indirect beneficial owner of the Shares and a "ten percent holder" hereunder. The reporting person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Directly owned by Shamrock Capital Advisors, Inc. ("SCA"). These shares of Issuer common stock (the "Warrant Shares") were issued pursuant to the net exercise provisions of the warrant previously directly owned by SCA and referenced in Table II below. The reporting person is a Managing Director of SCA and may be deemed for purposes of Section 16 to be the indirect beneficial owner of the Warrant Shares. The reporting person disclaims beneficial ownership of the Warrant Shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]These securities were exercisable immediately.
- [F5]These shares did not have an expiration date.
- [F6]SCGF directly owned these shares of Series A and Series C Preferred Stock of the Issuer prior to their conversion into the Shares on August 4, 2003.
- [F7]SCA directly owned this warrant and the right to acquire the underlying Issuer common stock pursuant to the terms of the warrant prior to its exercise on August 4, 2003. The warrant was issued to and acquired by SCA on March 13, 2002 in consideration of services rendered to the Issuer.
Documents
Issuer
NETGEAR INC
CIK 0001122904
Entity typeother
Related Parties
1- filerCIK 0001256314
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 1:27 PM ET
- Size
- 14.4 KB