RYAN CHRISTOPHER 4

4 · OPTIKA INC · Filed Nov 17, 2003

Form 4

Period: 2003-11-13

Vice President of Marketing

Transactions

Sale
Common Stock
2003-11-13$4.20/sh−500$2,100→ 5,000 total
Sale
Common Stock
2003-11-14$4.20/sh−16,900$70,980→ 5,000 total
Sale
Common Stock
2003-11-14$4.21/sh−700$2,947→ 5,000 total
Sale
Common Stock
2003-11-17$4.20/sh−7,200$30,240→ 5,000 total
Sale
Common Stock
2003-11-17$4.20/sh−300$1,260→ 5,000 total
Exercise/Conversion
Common Stock
2003-11-13$1.05/sh+6,000$6,300→ 5,000 total
Sale
Common Stock
2003-11-13$4.21/sh−5,500$23,155→ 5,000 total
Sale
Common Stock
2003-11-14$4.25/sh−1,700$7,225→ 5,000 total
Exercise/Conversion
Employee Stock Option
2003-11-13$1.05/sh+6,000$6,300→ 114,000 total
Exercise: $1.05From: 2005-07-23Exp: 2011-07-23→ Common Stock (6,000 underlying)
Exercise/Conversion
Employee Stock Option
2003-11-14$1.05/sh+24,000$25,200→ 90,000 total
Exercise: $1.05From: 2005-07-23Exp: 2011-07-23→ Common Stock (24,000 underlying)
Exercise/Conversion
Employee Stock Option
2003-11-17$1.05/sh+7,500$7,875→ 82,500 total
Exercise: $1.05From: 2005-07-23Exp: 2011-07-23→ Common Stock (7,500 underlying)
Exercise/Conversion
Common Stock
2003-11-14$1.05/sh+24,000$25,200→ 5,000 total
Exercise/Conversion
Common Stock
2003-11-17$1.05/sh+7,500$7,875→ 5,000 total
Sale
Common Stock
2003-11-14$4.22/sh−4,500$18,990→ 5,000 total
Sale
Common Stock
2003-11-14$4.24/sh−100$424→ 5,000 total

Footnotes (1)

[F1]The options shall become exercisable and vested with respect to 6.25% of the Options Shares upon Optionee's completion of each one of 16 quarters of Service measured from and after the Vesting Commencement Date, with the first installment to become exercisable at the end of three months from the Vesting Commencement Date of July 23, 2001.

Documents

1 file