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PATRICOF ALAN J 4

Accession 0001005477-03-004555

CIK 0001261694other
View on SEC.govCompany Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 10:12 AM ET

Size

85.3 KB

Accession

0001005477-03-004555

Insider Transaction Report

Form 4
Period: 2003-11-18
TESSERA TECHNOLOGIES INCTSRA
PATRICOF ALAN J
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2003-11-18−1,391,721→ 0 total(indirect: See footnote)
    → Common Stock (1,391,721 underlying)
  • Conversion

    Series C Preferred Stock

    2003-11-18−533,333→ 0 total(indirect: See footnote)
    → Common Stock (533,333 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−81,689→ 0 total(indirect: See footnote)
    → Common Stock (81,689 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−10,182→ 0 total(indirect: See footnote)
    → Common Stock (10,182 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−2,464→ 0 total(indirect: See footnote)
    → Common Stock (2,464 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−76,099→ 0 total(indirect: See footnote)
    → Common Stock (76,099 underlying)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−41,258$498,809→ 184,612 total(indirect: See footnote)
  • Conversion

    Series E Preferred Stock

    2003-11-18−25,058→ 0 total(indirect: See footnote)
    → Common Stock (25,058 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−74,526→ 0 total(indirect: See footnote)
    → Common Stock (74,526 underlying)
  • Conversion

    Series A Preferred Stock

    2003-11-18−30,900→ 0 total(indirect: See footnote)
    → Common Stock (30,900 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−40,000→ 0 total(indirect: See footnote)
    → Common Stock (45,455 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−72,004→ 0 total(indirect: See footnote)
    → Common Stock (72,004 underlying)
  • Conversion

    Series C Preferred Stock

    2003-11-18−21,890→ 0 total(indirect: See footnote)
    → Common Stock (21,890 underlying)
  • Conversion

    Common Stock

    2003-11-18+714,606→ 714,606 total(indirect: See footnote)
  • Conversion

    Common Stock

    2003-11-18+581,925→ 581,925 total(indirect: See footnote)
  • Conversion

    Common Stock

    2003-11-18+100,762→ 100,762 total(indirect: See footnote)
  • Conversion

    Common Stock

    2003-11-18+225,870→ 225,870 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−827,228$10,001,187→ 3,736,761 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−58,192$703,541→ 523,733 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2003-11-18−424,434→ 0 total(indirect: See footnote)
    → Common Stock (424,434 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−196,568→ 0 total(indirect: See footnote)
    → Common Stock (196,568 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−536,312→ 0 total(indirect: See footnote)
    → Common Stock (495,403 underlying)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−319,349$3,860,929→ 1,443,153 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−71,461$863,963→ 643,145 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−10,076$121,819→ 90,686 total(indirect: See footnote)
  • Conversion

    Series F Preferred Stock

    2003-11-18−167,800→ 0 total(indirect: See footnote)
    → Common Stock (167,800 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−18,440→ 0 total(indirect: See footnote)
    → Common Stock (18,440 underlying)
  • Conversion

    Common Stock

    2003-11-18+4,563,989→ 4,563,989 total(indirect: See footnote)
  • Conversion

    Common Stock

    2003-11-18+1,762,502→ 1,762,502 total(indirect: See footnote)
  • Conversion

    Series E Preferred Stock

    2003-11-18−47,922→ 0 total(indirect: See footnote)
    → Common Stock (47,922 underlying)
  • Conversion

    Series C Preferred Stock

    2003-11-18−161,747→ 0 total(indirect: See footnote)
    → Common Stock (161,747 underlying)
  • Conversion

    Series A Preferred Stock

    2003-11-18−595,682→ 0 total(indirect: See footnote)
    → Common Stock (595,682 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−771,111→ 0 total(indirect: See footnote)
    → Common Stock (876,263 underlying)
  • Conversion

    Series A Preferred Stock

    2003-11-18−231,750→ 0 total(indirect: See footnote)
    → Common Stock (231,750 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−451,773→ 0 total(indirect: See footnote)
    → Common Stock (451,773 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−33,625→ 0 total(indirect: See footnote)
    → Common Stock (33,625 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−96,527→ 0 total(indirect: See footnote)
    → Common Stock (96,527 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−78,226→ 0 total(indirect: See footnote)
    → Common Stock (78,226 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−5,822→ 0 total(indirect: See footnote)
    → Common Stock (5,822 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−16,714→ 0 total(indirect: See footnote)
    → Common Stock (16,714 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−300,000→ 0 total(indirect: See footnote)
    → Common Stock (340,909 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−64,675→ 0 total(indirect: See footnote)
    → Common Stock (64,675 underlying)
JENKINS GEORGE M
10% Owner
Transactions
  • Conversion

    Series D Preferred Stock

    2003-11-18−196,568→ 0 total(indirect: See footnote)
    → Common Stock (196,568 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−47,922→ 0 total(indirect: See footnote)
    → Common Stock (47,922 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−167,800→ 0 total(indirect: See footnote)
    → Common Stock (167,800 underlying)
  • Conversion

    Series A Preferred Stock

    2003-11-18−231,750→ 0 total(indirect: See footnote)
    → Common Stock (231,750 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−74,526→ 0 total(indirect: See footnote)
    → Common Stock (74,526 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−10,182→ 0 total(indirect: See footnote)
    → Common Stock (10,182 underlying)
  • Conversion

    Common Stock

    2003-11-18+4,563,989→ 4,563,989 total(indirect: See footnote)
  • Conversion

    Series D Preferred Stock

    2003-11-18−451,773→ 0 total(indirect: See footnote)
    → Common Stock (451,773 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−76,099→ 0 total(indirect: See footnote)
    → Common Stock (76,099 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−18,440→ 0 total(indirect: See footnote)
    → Common Stock (18,440 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−25,058→ 0 total(indirect: See footnote)
    → Common Stock (25,058 underlying)
  • Conversion

    Common Stock

    2003-11-18+1,762,502→ 1,762,502 total(indirect: See footnote)
  • Conversion

    Common Stock

    2003-11-18+714,606→ 714,606 total(indirect: See footnote)
  • Conversion

    Common Stock

    2003-11-18+581,925→ 581,925 total(indirect: See footnote)
  • Conversion

    Common Stock

    2003-11-18+100,762→ 100,762 total(indirect: See footnote)
  • Conversion

    Series B Preferred Stock

    2003-11-18−300,000→ 0 total(indirect: See footnote)
    → Common Stock (340,909 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−81,689→ 0 total(indirect: See footnote)
    → Common Stock (81,689 underlying)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−319,349$3,860,929→ 1,443,153 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−71,461$863,963→ 643,145 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−58,192$703,541→ 523,733 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−10,076$121,819→ 90,686 total(indirect: See footnote)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−41,258$498,809→ 184,612 total(indirect: See footnote)
  • Conversion

    Series A Preferred Stock

    2003-11-18−595,682→ 0 total(indirect: See footnote)
    → Common Stock (595,682 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−536,312→ 0 total(indirect: See footnote)
    → Common Stock (495,403 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−33,625→ 0 total(indirect: See footnote)
    → Common Stock (33,625 underlying)
  • Conversion

    Series A Preferred Stock

    2003-11-18−30,900→ 0 total(indirect: See footnote)
    → Common Stock (30,900 underlying)
  • Sale

    Common Stock

    2003-11-18$12.09/sh−827,228$10,001,187→ 3,736,761 total(indirect: See footnote)
  • Conversion

    Series F Preferred Stock

    2003-11-18−96,527→ 0 total(indirect: See footnote)
    → Common Stock (96,527 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−2,464→ 0 total(indirect: See footnote)
    → Common Stock (2,464 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−1,391,721→ 0 total(indirect: See footnote)
    → Common Stock (1,391,721 underlying)
  • Conversion

    Common Stock

    2003-11-18+225,870→ 225,870 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2003-11-18−424,434→ 0 total(indirect: See footnote)
    → Common Stock (424,434 underlying)
  • Conversion

    Series C Preferred Stock

    2003-11-18−161,747→ 0 total(indirect: See footnote)
    → Common Stock (161,747 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−64,675→ 0 total(indirect: See footnote)
    → Common Stock (64,675 underlying)
  • Conversion

    Series C Preferred Stock

    2003-11-18−533,333→ 0 total(indirect: See footnote)
    → Common Stock (533,333 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−771,111→ 0 total(indirect: See footnote)
    → Common Stock (876,263 underlying)
  • Conversion

    Series F Preferred Stock

    2003-11-18−16,714→ 0 total(indirect: See footnote)
    → Common Stock (16,714 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−72,004→ 0 total(indirect: See footnote)
    → Common Stock (72,004 underlying)
  • Conversion

    Series C Preferred Stock

    2003-11-18−21,890→ 0 total(indirect: See footnote)
    → Common Stock (21,890 underlying)
  • Conversion

    Series D Preferred Stock

    2003-11-18−78,226→ 0 total(indirect: See footnote)
    → Common Stock (78,226 underlying)
  • Conversion

    Series E Preferred Stock

    2003-11-18−5,822→ 0 total(indirect: See footnote)
    → Common Stock (5,822 underlying)
  • Conversion

    Series B Preferred Stock

    2003-11-18−40,000→ 0 total(indirect: See footnote)
    → Common Stock (45,455 underlying)
Footnotes (14)
  • [F1]Securities are owned directly by APA Excelsior III, L.P. APA Excelsior III Partners, L.P. is the general partner of APA Excelsior III, L.P. Messrs. Patricof and Jenkins are the general partners of APA Excelsior III Partners, L.P and share voting and investment control over the securities held by APA Excelsior III, L.P. Their pecuniary interest in the securities is limited to the profit participation they each receive as a general partner of APA Excelsior III Partners, L.P. Messrs. Patricof and Jenkins disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.
  • [F10]These securities converted on a 1-for-1 basis into shares of the Issuer's common stock, par value $.001 per share.
  • [F11]These securities converted on a 1-for-1.136 basis into shares of the Issuer's common stock, par value $.001 per share.
  • [F12]These securities convert on a 1-for-1 basis into shares of the Issuer's common stock, par value $.001 per share.
  • [F13]These securities convert on a 1-for-1.136 basis into shares of the Issuer's common stock, par value $.001 per share.
  • [F14]These securities converted as indicated on table II.
  • [F2]Securities are registered in the name of Royal Bank of Canada Trust Company (Jersey) Limited, as Custodian to APA Excelsior III/Offshore, L.P. APA Excelsior III Partners, L.P. is the general partner of APA Excelsior III/Offshore, L.P. Messrs. Patricof and Jenkins are the general partners of APA Excelsior III Partners, L.P. , and share voting and investment control over the securities held by APA Excelsior III/Offshore, L.P. Their pecuniary interest in the securities is limited to the profit participation they each receive as a general partner of APA Excelsior III Partners, L.P. Messrs. Patricof and Jenkins disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.
  • [F3]Securities are owned directly by The P/A Fund, L.P.APA Pennsylvania Partners II, L.P. is the general partner of The P/A Fund, L.P. Messrs. Patricof and Jenkins are the general partners of APA Pennsylvania Partners II, L.P. and share voting and investment control over the securities held by The P/A Fund, L.P. Their pecuniary interest in the securities are limited to the profit participation they each receive as a general partner of APA Pennsylvania Partners II, L.P. Messrs. Patricof and Jenkins disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.
  • [F4]Securities are owned directly by (i) Patricof Private Investment Club, L.P. or (ii) APA Excelsior IV, L.P. APA Excelsior IV Partners, L.P. is the general partner of, and has sole voting and investment control over the securities held by each of (i) Patricof Private Investment Club, L.P. and (ii) APA Excelsior IV, L.P. Apax Managers, Inc. is the general partner of APA Excelsior IV Partners, L.P., and has sole voting and investment control over the securities held by each of (i) Patricof Private Investment Club, L.P. and (ii) APA Excelsior IV, L.P.
  • [F5]Mr. Patricof and Mr. Jenkins are two of six directors of Apax Managers, Inc. and do not have voting or investment control over the securities. As limited partners of APA Excelsior IV Partners, L.P., Messrs. Patricof and Jenkins have an interest in the profit participation received by APA Excelsior IV Partners, L.P. Messrs. Patricof and Jenkins disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest therein.
  • [F6]Securities are registered in the name of Coutts & Co. (Cayman) Ltd., Custodian for APA Excelsior IV/Offshore, L.P.Apax Partners, Inc. is the investment manager of, and has sole voting and investment control over the securities held by, APA Excelsior IV/Offshore, L.P. Messrs. Patricof and Jenkins are two of three directors of Apax Partners, Inc. and do not have voting or investment control over the securities. As shareholders of Apax Partners, Inc, Messrs. Patricof and Jenkins have an interest in the profit participation received by Apax Partners, Inc. Messrs. Patricof and Jenkins disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest therein.
  • [F7]Securities are owned directly by Landmark Equity Partners V, L.P.Apax Partners, Inc. is the investment manager of, and has sole voting and investment control over the securities held by, Landmark Equity Partners V, L.P. Messrs. Patricof and Jenkins are two of three directors of Apax Partners, Inc. and do not have voting or investment control over the securities. As shareholders of Apax Partners, Inc, Messrs. Patricof and Jenkins have an interest in the profit participation received by Apax Partners, Inc. Messrs. Patricof and Jenkins disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest therein.
  • [F8]Immediately.
  • [F9]Not applicable.

Documents

1 file

Issuer

TESSERA TECHNOLOGIES INC

CIK 0001261694

→
Entity typeother

Related Parties

1
  • filerCIK 0001217107

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 10:12 AM ET
Size
85.3 KB
View on SEC.gov